All posts tagged "Securities"
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489EnforcementKorea FSS to Extend Woori Bank Embezzlement Probe
The FSS will seek to understand why Woori's internal control system failed to detect embezzlement by its employee over ten years.
May 30, 2022 -
295ChinaSSE Proposes to Increase Transparency of Disciplinary Processes
The SSE is revising its rules on disciplinary actions, reviews and hearings to enhance transparency, standardisation and efficiency.
May 28, 2022 -
463ChinaCSRC to Fully Implement DvP Settlement in Securities
The rules taking effect on 20 June will enable DvP settlement for institutional investors and reduce the reserves settlement participants have to hold.
May 24, 2022 -
440ChinaCSRC Unveils Capital Market Measures to Accelerate Recovery
The measures include support for IPO applicants, listing fee waivers, and regulatory support for securities firms.
May 24, 2022 -
532Asia-PacificCambodia to List First Sovereign Bonds on CSX This Year
Sovereign bonds will serve as a new financial instrument for institutional investors. CSX has launched a new mobile app for securities trading.
May 23, 2022 -
453ChinaShanghai Directs Exchanges, FIs to Resume On-site Operations
864 financial institutions are on a list of white-listed entities that are allowed to start sending employees back to the office. The list will be updated weekly.
May 20, 2022 -
509FeatureTDCC to Operate Centralised Clearing Platform for Funds
Taiwan Depository Clearing Corp is will establish and operate a centralised domestic fund clearing platform.
May 18, 2022 -
327Hong KongHKEX Sets 13 June Launch Date for New VaR Platform
The VaR Platform will replace the existing flat-rate model for calculation of margin and HKSCC Default Fund contributions.
May 18, 2022 -
738AML / KYCISDA AGM Highlights Global Scrutiny of Crypto Sector
Senior officials from the FSB, Basel Committee, US SEC, and CFTC spoke at ISDA's AGM about the need for more regulation in the crypto sector.
May 14, 2022 -
465ChinaChina Launches New Practice Guidelines for Securities Industry
A new database will be established to maintain records on China's 360,000 brokers. The process for Hong Kong and Taiwan licensees to practice in the mainland is simplified.
May 13, 2022
