All posts tagged "Securities"
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831Crypto / Digital AssetsMAS Warns Eight Crypto Exchanges, Halts ICO Issuer
Exchanges warned against facilitating trading in digital tokens which constitute securities or futures contracts without MAS authorisation; ICO representing equity ownership halted.
May 28, 2018 -
559IndiaBSE Receives US SEC “Designated Offshore Securities Market” Status
Designation will allow Indian exchange BSE to sell securities to US investors without needing to register them with the US SEC.
May 17, 2018 -
573Fintech / RegtechS.Korea Revamps Approval Process for Aspiring Financial Firms
FSC to dedicate committee of experts to assessing banking, insurance, securities licenses; aimed at boosting transparency, efficiency, lowering entry barriers.
May 3, 2018 -
437IndiaSEBI to Reduce Debt Issuance Timeline to Six Days
SEBI looking to bring down time to issue debt securities from 12 to six days by mandating the online mechanism for blocking application funds for subscription of debt securities.
April 23, 2018 -
706Hong KongHK, Japan to Connect Settlement Systems
BOJ-NET link with HKD CHATS will effectively eliminate the need for the US dollar as an intermediate currency in cross-border transactions.
April 19, 2018 -
731ChinaChina to Introduce National Financial Database in Fight Against Systemic Risk
China looking to build a national database of financial products and institutions in order to improve monitoring and supervision and fend off systemic financial risk.
April 12, 2018 -
739EnforcementSamsung Securities Dividend Error Prompts Industry Wide Probe
The firm mistakenly paid out dividends worth 33 times its market cap; FSS will inspect how unauthorised ‘ghost stocks’ were sold by employees.
April 12, 2018 -
564Asia-PacificBursa Malaysia Enhances Collective Investment Rules
Unit holder protections, corporate governance, disclosure quality to be enhanced; applicable to REITs, ETFs, closed-end funds.
April 7, 2018 -
567IndiaIndian Banks Can Spread Bond Losses Over Four Quarters
Banks to get a breather from taking immediate losses on rising government yields, as provisioning on NPLs have put pressure on profitability across the industry.
April 5, 2018 -
732ChinaCSRC Flexes Muscles with Internal Control, Market Integrity Rules
Securities regulator, which remains independent after recent reshuffle, tightens rules on investment bank internal controls, securities and futures market participation.
April 2, 2018
