All posts tagged "Securities"
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745Fintech / RegtechIndia’s GIFT City to Introduce Fintech Regulatory Sandbox
The dedicated regulatory sandbox is part of government efforts to establish GIFT City as 'world class' fintech hub.
May 4, 2022 -
513Securities / DerivativesTaiwan FSC Allows Cross-institutional Data Sharing
Information sharing will be allowed between FIs that do not have group relations, provided that the data sharing model is first reviewed and approved by the FSC.
May 3, 2022 -
377ChinaCSRC Launches Campaign to Expand Public Funds Market
Banks, insurers, brokers and foreign FIs are urged to establish licensed fund management companies. Fund investment channels will be expanded and operational rules relaxed.
May 3, 2022 -
623AML / KYCMAS Offers Update on Major Ongoing Investigations
MAS' latest enforcement report includes a new section providing updates on cases relating to Noble Group, Hyflux, Eagle Hospitality Trust, and Hui Xun Asset Management.
April 29, 2022 -
747Hong KongHKEX, SFC to Open HKIDR Testing to Market on 16 May
Regulated intermediaries are asked to get ready for the testing, which is mandatory. The HKIDR is expected to be implemented in the later part of Q4 2022.
April 27, 2022 -
421ChinaSSE, SZSE Finalise Rules Changes to Enhance Bond Market
The regulations simplify bond listing requirements, promote greater market participation, and create a more standardised and transparent bond market.
April 25, 2022 -
1.1KInternationalJapan FSA Issues Guidance on Preventing Archegos-style Incidents
Firms with securities businesses are expected to draw lessons from the shortcomings observed in the Archegos incident in order to foster a sound risk culture.
April 24, 2022 -
434ChinaCSRC Issues Standards for Fund Managers, Carbon Products
The new series of financial industry standards cover data governance of fund companies, carbon financial products, and mobile app design.
April 23, 2022 -
1.9KAML / KYCHong Kong is Moving to a Robust Regulatory Framework for Crypto
Etelka Bogardi and Amy Chung say Hong Kong's efforts to regulate the crypto sector and stablecoin market are on the whole in line with international trends while leaving room for further development.
April 20, 2022 -
561AML / KYCChina: Industry Bodies Warn of NFT-related Financial Risks
China’s internet finance, banking and securities associations have outlined six measures to curb "NFT financialisation and securitisation" and prevent NFT-related illegal activity.
April 18, 2022
