All posts tagged "SEHK"
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337Hong KongSEHK to Unify Main Board, GEM Websites From 28 May
The websites will be unified to optimise HKEX's technical infrastructure and provide investors more streamlined access to market information.
May 9, 2022 -
387Hong KongHKEX Launches Public Repository on Issuer Board Diversity
The centralised platform will make available data regarding each listed company's board of directors - by age, gender and years of tenure.
April 30, 2022 -
437Hong Kong
HKEX, SFC to Open HKIDR Testing to Market on 16 May
Regulated intermediaries are asked to get ready for the testing, which is mandatory. The HKIDR is expected to be implemented in the later part of Q4 2022.
April 27, 2022 -
368Feature
SEHK Adopts New Rules for Bookbuilding, Placing Activities
The listing rule amendments, due to take effect in August, are a consequence of changes to the Code of Conduct finalised by the SFC in October.
April 25, 2022 -
303Hong Kong
HKEX Publishes Testing Guidelines for HKIDR Implementation
HKEX has published testing guidelines for market participants and intermediaries ahead of the implementation of the new investor identification regime.
April 5, 2022 -
343Feature
HKEX to Introduce New Features to Market Access Platform
HKEX will increase the precision of time-stamping and introduce an indicator identifying aggressive vs passive orders.
March 23, 2022 -
729EnforcementSFC, HKEX Fine HSBC Securities for Regulatory Breaches
The firm made errors when assigning BCANs to clients. It also oversold China securities due to deficiencies in its order management and algorithmic trading systems.
March 4, 2022 -
1.5KContributed ArticleSFC’s New Rules on Bookbuilding & Placing Activities: What to Know
Alan Linning and Susanne Harris explain the new requirements and offer guidance on next steps for intermediaries to prepare for compliance by August.
March 2, 2022 -
479Hong Kong
HK Clearinghouses Ask Participants to Review Operational Procedures
Participants are warned that failure to adhere to the settlement timelines stipulated by the clearinghouses would constitute an event of default, which could result in disciplinary actions.
February 13, 2022 -
501Feature
HK Bourse Finalises New Rules on Governance, Board Diversity
Amended corporate governance code and listing rules will require firms to ensure board independence, refreshment, and diversity from 1 January 2022.
December 13, 2021
