All posts tagged "SEHK"
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640Hong KongHK Exchange Publishes Structured Products Listing Guide
Guide provides clearer framework and timelines to facilitate more efficient introduction of new structured products.
July 18, 2018 -
572ChinaChina Blocks Southbound Access to Dual-Class Stocks
Shanghai and Shenzhen bourses release joint statement barring domestic investors from trading in foreign companies, stapled securities and stocks with weighted voting rights structures listed in Hong Kong.
July 16, 2018 -
1.2KFeature
HK Exchange Tightens Rules on Backdoor Listings, Shell Activities
Hong Kong stock exchange proposes tightening reverse takeover rules and continuing listing criteria to address concerns about backdoor listings through shell companies by firms that may not otherwise qualify.
July 4, 2018 -
661ChinaChina, Hong Kong to Deepen Cross-Boundary Market Surveillance
Regulators discussed collaboration on market surveillance, intelligence sharing, coordinated investigations, and the establishment of a notification mechanism for cases involving dual listed shares and cross-boundary market misconduct.
June 14, 2018 -
593ChinaChina Issues Draft Rules for Depository Receipt Issuance
Rules include requirements related to investor protection, information disclosures; Shanghai-London Stock Connect to allow cross listings of depository receipts.
May 7, 2018 -
1.0KAML / KYCPostcards from the Crypto Frontier
Like a wild west cowboy town, Asian crypto-trading has overwhelmed regulatory efforts to control and discourage its growth. But regulatory confusion and misunderstanding have created opportunities and pitfalls.
April 30, 2018 -
661Feature
HKEX New Listing Regime Adds Dual-Class Shares
In biggest rule changes in two decades, innovative and emerging companies with weighted voting rights structures will be able to list in Hong Kong from Monday.
April 26, 2018 -
621ChinaChina Launches Pilot to Enable Trading of Restricted H-Shares
Founding and controller shareholders of HK-listed Chinese companies will be able to convert non-tradable stock into ordinary H-shares, starting with Legend Holdings.
April 25, 2018 -
748Capital / LiquidityHSBC, StanChart Only HK Stocks to Fall Under MiFIR
Only two Hong Kong-listed stocks have sufficient EU volume to comply with MiFIR trading obligations.
December 29, 2017 -
938AML / KYC
HK SFC, CSRC Agree Investor ID System for Northbound Stock Connect
SFC says Northbound scheme will be followed by Southbound investor identification, eventually spread to all SEHK investors.
December 4, 2017
