All posts tagged "self-assessment"
-
429Australia & NZNew Zealand Fund Manager Fees Overshadow Performance: FMA
Fund managers are showing repeatable performance but the "benefits of their skill" are being overshadowed by fees and commissions paid to third parties.
May 20, 2022 -
390ChinaChina Directs Accounting Firms to Improve Governance, Audit Quality
Accounting firms are asked to conduct their annual self-evaluation and reviews using a new 'evaluation index system', and submit self-assessment reports by 31 May each year.
December 16, 2021 -
362Australia & NZAPRA Imposes Capital Surcharge on Heritage Bank
Heritage Bank will also have to complete a remediation programme to address governance and risk management concerns.
November 30, 2021 -
1.4KFeatureSFA Launches Self-assessment Framework, Toolkit for FinTechs
The framework and toolkit allow FinTechs to benchmark themselves against minimum standards on outsourcing, technology risk, and cyber hygiene, helping to fast-track onboarding with FIs.
June 11, 2020 -
1.0KFeatureHKMA Launches ‘Greenness’ Assessment Framework
Around 50 AIs will initially be expected to complete the assessment for end-2019 within 12 weeks. Other AIs are encouraged to reflect on their readiness to address climate and environmental risks.
May 14, 2020
