All posts tagged "SFA"
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639EnforcementTwo Convicted in Singapore’s Largest-ever Market Manipulation Case
Two individuals were convicted on 349 charges for controlling and using 187 trading accounts to manipulate three penny stocks before they collapsed in October 2013.
May 6, 2022 -
539EnforcementMAS Penalises Two CIMB Securities Brokers for False Trading
The two brokers rigged the market for Kris Wiluan, who was convicted and fined in May 2021 for manipulating the stock prices of KS Energy where he was CEO.
April 26, 2022 -
578FeatureSingapore Crypto Firms Offered Clarity on Advertising Ban
Industry bodies have formed a task force to draft a code of practice to address issues around marketing and advertising of crypto services, as suggested by MAS.
April 12, 2022 -
314Securities & TradingMAS Publishes New Compliance Toolkit for CMS Licensees
The toolkit is applicable to CMS licensees that deal in capital markets products, advise on corporate finance, or provide product financing, custodial services or credit rating services.
March 31, 2022 -
469Fintech / RegtechSingapore Working Group to Develop BNPL Framework
The Singapore FinTech Association has formed a working group under MAS guidance to develop a BNPL framework for launch later this year.
March 24, 2022 -
346Securities & TradingMAS Issues New Compliance Toolkits for Fund Managers, CMS Licensees
The compliance toolkits will provide regulated entities with a simple reference on the common applications, forms and submission requirements.
March 15, 2022 -
475AML / KYCSingapore: Exemptions for Foreign Offices of FIs Take Effect
Under the new 'Branch Framework', Singapore FIs have to assess whether their overseas representatives are acting on behalf of the Singapore office or the foreign office.
October 11, 2021 -
1.3KContributed ArticleImplementing the Final Phase of MAS’ OTC Derivatives Reporting Regime
Firms coming into scope on 1 October need to quickly complete onboarding and test their reporting to DTCC's Singapore trade repository.
September 7, 2021 -
206Fintech / RegtechMAS, SFA Launch 2021 SFF Global FinTech Awards
The theme for the 2021 awards is “Emerging from a pandemic, the road to recovery”. The awards will be hosted entirely on API Exchange.
July 23, 2021 -
242Fintech / Regtech
SFA Forms ‘Club’ to Drive Fintech Community Development
SG FinTech Club will enable fintech professionals to make deeper connections with industry peers, upskill and access growth opportunities.
June 24, 2021
