All posts tagged "SFA"
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293AML / KYCSingapore: Exemptions for Foreign Offices of FIs Take Effect
Under the new 'Branch Framework', Singapore FIs have to assess whether their overseas representatives are acting on behalf of the Singapore office or the foreign office.
October 11, 2021 -
782Contributed ArticleImplementing the Final Phase of MAS’ OTC Derivatives Reporting Regime
Firms coming into scope on 1 October need to quickly complete onboarding and test their reporting to DTCC's Singapore trade repository.
September 7, 2021 -
144Fintech / RegtechMAS, SFA Launch 2021 SFF Global FinTech Awards
The theme for the 2021 awards is “Emerging from a pandemic, the road to recovery”. The awards will be hosted entirely on API Exchange.
July 23, 2021 -
171Fintech / RegtechSFA Forms ‘Club’ to Drive Fintech Community Development
SG FinTech Club will enable fintech professionals to make deeper connections with industry peers, upskill and access growth opportunities.
June 24, 2021 -
619AML / KYC
MAS Consults on Proposed AML Notices for Foreign Offices, FRCs
MAS seeks comment on four notices, which contain requirements on record-keeping, internal policies, and the provision of records to MAS upon request.
May 13, 2021 -
338Fintech / Regtech
SFA, Remittance Association to Jointly Strengthen SG Remittance Industry
The SFA Remittance Sub-Committee has been launched to promote the adoption of technologies to strengthen Singapore's money remittance industry.
March 23, 2021 -
723FeatureMAS Proposes Exemption Framework for Foreign Offices of FIs
MAS is proposing to introduce an exemption framework for foreign head offices or branches that is similar to the proposed notified FRC framework issued in June 2020.
March 16, 2021 -
221EnforcementSingapore Court Jails, Fines Ex-Director for False Trading
The former director of investment and corporate advisory firm WLA Regnum was jailed and fined for false trading and deceiving UOB Kay Hian.
March 15, 2021 -
355EnforcementMAS Bans Four Individuals Following False Trading Convictions
Three former remisiers and one former insurance agent were banned following convictions connected to false trading in Catalist-listed Koyo International.
March 4, 2021 -
678Hong KongAsian Regulators Issue Warnings as GameStop Remains in Focus
Authorities in Hong Kong, Singapore, Korea and Malaysia are among those issuing warnings of possible investor losses as heightened volatility continues.
February 4, 2021
