All posts tagged "shareholding structure"
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600FeatureSFC Directs Licensed Corporations to Plan for Contingencies
The SFC expresses concern that some licensed firms may not have plans in place to deal with financial distress or the sudden unavailability of key staff.
March 7, 2022 -
409Capital / LiquidityCBIRC Enhances Rules for Insurance Groups to Prevent Risk
The revised rules seek to align the domestic framework with IAIS standards, while also addressing corporate governance and risk management issues.
December 21, 2021 -
451AML / KYCThailand to Introduce Rules for Digital Asset Wallet Providers
The SEC is concerned that digital asset wallets and custodian services could be used for drug offences and money laundering.
February 3, 2021 -
621ChinaCSRC to Ease Rules for Major Shareholders of Securities Firms
The profitability, net assets and experience requirements will be relaxed for major shareholders of securities companies.
June 17, 2020
