All posts tagged "Short Selling"
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129ChinaCSRC Lifts Citadel Securities’ 4-Year Trading Suspension
Citadel Securities has agreed to pay almost $100mn to settle charges that its algorithmic trading disrupted the market during the 2015 market correction.
January 21, 2020 -
115Asia-PacificPhilippine SEC Approves Implementing Guidelines on Short Selling
The new implementing guidelines address concerns over the effect of SBL and short selling transactions on trading participants’ books and records, error transactions, and capital adequacy.
January 6, 2020 -
328JapanUPDATED – BOJ to Boost ETF Market Liquidity by Lending Holdings
The ETF lending facility is likely to reduce ETF bid/ask spreads and provide an easy way to short the Japanese market.
December 20, 2019 -
310JapanJapanese Pension Fund Moves Against Short Sellers
Japan’s Government Pension Investment Fund, the world’s largest, said it will no longer allow overseas shares to be lent out from its global equity portfolio.
December 4, 2019 -
547EnforcementSFC Fines China Rise for Short Selling, Cross Trading Breaches
China Rise's former CEO placed 199 illegal short selling orders in 2014, and an unnamed senior manager executed cross trades at a price detrimental to the client.
November 1, 2019 -
368Fintech / RegtechTSE to Explore New Uses for Margin Trading, Short Selling Data
Data relating to margin transactions and short selling will be made available to testing participants to identify possible new applications of the data.
October 26, 2019 -
338EnforcementFSC Korea to Raise Penalties for Illegal Short Selling
On top of the higher penalties for illegal short selling, the FSC will penalise violators extra if they are found to have also engaged in unfair dealing.
October 22, 2019 -
447ChinaFormer Supervisor at ICBC Unit Settles with US SEC
The former supervisor of ICBC’s US broker-dealer unit has agreed to settle charges for failures involving the improper handling of transactions of ADRs.
October 18, 2019 -
284China
CSRC Fines Four Individuals for Spreading False News
The individuals, including a news editor, were fined for spreading ‘fabricated’ news that the CSRC blames for stock market declines in late January.
August 22, 2019 -
488Hong KongHKEX Proposes Changes to Pre-Open Session, Volatility Controls
The proposals aim to improve market liquidity and global competitiveness of the Hong Kong market, HKEX says in a new consultation paper.
August 19, 2019
