The FSC said disclosing the names of those who breach short selling rules or create market disturbances will create a deterrence effect and reduce illegal activities in capital markets.
December 6, 2022The two dealer's representatives engaged in intra day short-selling activities in client accounts in 2020 when such activity was temporarily prohibited.
November 22, 2022A short selling ban will apply to all TWSE and TPEx stocks that fall 3.5 percent or more in a day. The FSC will make a daily list of stocks subject to the ban.
October 25, 2022The FSC already tightened its short selling regulations at the beginning of this month to stabilise the local stock market.
October 14, 2022ARCM failed to implement adequate systems and controls to monitor its short position and ensure it was properly reported and disclosed to the public.
October 13, 2022The measures tighten limits on the volume of intraday securities lending orders, and raised the margin requirements on securities lending.
October 3, 2022The agenda sets out measures to ensure financial stability, encourage digital transformation, improve the capital markets, and introduce new regulations for digital assets.
August 12, 2022Robinhood Crypto had inadequate staffing of its AML programme, transaction monitoring deficiencies, and noncompliant cybersecurity policies.
August 5, 2022Regulators may revise laws as early as this year to require short sellers trading large quantities of stocks to file reports on their activity.
July 29, 2022Reviews underway cover concentration risk in OTC derivatives markets, risk management at futures brokers, and block trading practices.
June 30, 2022