All posts tagged "Short Selling"
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200KoreaKRX Chief Vows to Improve Investor Protection in Stock Market
Sohn Byung-doo suggests lockup periods be imposed on executives following an IPO, and that companies be required to consider retail investors when processing spinoff IPOs.
January 28, 2022 -
383FeatureMalaysia Set to Lift Restrictions on Intraday Short Selling
Intraday short selling will resume on 1 January 2022, with enhanced control measures including the automated application of the “at-tick rule”.
December 20, 2021 -
352Market InfrastructureUS SEC Publishes Findings from Meme Stock Review
SEC staff concluded that US markets functioned well and dislocations caused by short-selling were not the main cause of the extreme volatility in GameStop.
October 26, 2021 -
431Malaysia
Malaysia Further Extends Restrictions on Intraday Short Selling
Bursa Malaysia plans to introduce the “at-tick rule”, under which intraday short sale orders can only be placed at the best selling price or higher.
August 27, 2021 -
227Australia & NZASIC Outlines Expectations on Activist Short Selling
Activist short selling can have a positive impact on market integrity, however it can also unduly distort the price of a target entity's securities, ASIC says.
June 2, 2021 -
195EuropeESMA Recommends Lower Short Position Reporting Threshold
ESMA says a "substantial amount" of essential information became available to NCAs after the notification threshold was lowered to 0.1% last year.
May 25, 2021 -
377Malaysia
Bursa Malaysia Set to Pilot Market Making in Stocks
Firms can register as stock market makers and carry out market making activities in eligible stocks, helping to improve liquidity and price efficiency of these stocks.
May 21, 2021 -
784Feature
FSC Warns Against Illegal Moves as Korea Resumes Short-Selling
Korean regulators have been working to enhance protection measures for retail investors ahead of the partial resumption of short-selling on Monday.
May 4, 2021 -
351FeatureKorea Set to Expand Securities Lending to Retail Investors
Seventeen securities firms will begin to provide stock lending services worth an estimated KRW 2.4 trillion to retail investors from 3 May.
April 20, 2021 -
296EnforcementBaFin Faces Criminal Probe Over Wirecard Response
BaFin has been under fire since mid-last year for failing to properly respond to multiple red flags signalling an accounting fraud at Wirecard.
April 15, 2021
