All posts tagged "Short Selling"
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100FeatureFSC Warns Against Illegal Moves as Korea Resumes Short-Selling
Korean regulators have been working to enhance protection measures for retail investors ahead of the partial resumption of short-selling on Monday.
May 4, 2021 -
134FeatureKorea Set to Expand Securities Lending to Retail Investors
Seventeen securities firms will begin to provide stock lending services worth an estimated KRW 2.4 trillion to retail investors from 3 May.
April 20, 2021 -
120EnforcementBaFin Faces Criminal Probe Over Wirecard Response
BaFin has been under fire since mid-last year for failing to properly respond to multiple red flags signalling an accounting fraud at Wirecard.
April 15, 2021 -
121Korea
KRX Seeks Introduction of Dual-Class Share System
A dual-class share system would help more unicorns to consider listing in the local market, KRX chairman Sohn Byung-doo says.
April 8, 2021 -
179Feature
Korea Set to Introduce Tougher Penalties for Illegal Short Selling
Illegal short sellers can face fines of up to 100% of the amount of the short selling order, imprisonment for a year or more, and additional penalties up to five times unfair profits.
April 7, 2021 -
167EuropeESMA to End 0.1% Threshold for Short Position Reporting
ESMA says the current financial market environment no longer resembles the emergency situation that required it to tighten short position reporting rules last March.
March 17, 2021 -
118Asia-PacificBSEC Prepares Draft Rules for Stock Stabilisation Fund
The fund will be set up using unclaimed cash and stock dividends and be used to help stabilise the capital market.
March 4, 2021 -
189Australia & NZAustralian Senator Seeks to End Short Selling by Super Funds
Senator Gerard Rennick says short selling practices are an example of how superannuation funds aren't protecting the interests of their members.
March 2, 2021 -
225EnforcementFSC Korea Fines Ten Foreign Firms for Short Selling Violations
The FSC did not name the firms that were penalised, but said the highest fine was KRW 180 million against a firm that committed four violations.
March 1, 2021 -
262FeatureMalaysia Extends Restrictions on Intraday Short Selling
The six-month extension will enable Bursa Malaysia to enhance its control measures for intraday short selling activities in order to promote market stability.
February 23, 2021
