All posts tagged "SMBC Nikko Securities"
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738EnforcementTokyo Prosecutors Indict SMBC Nikko Securities Deputy President
The former deputy president is suspected of colluding with other staff to illegally manipulate stock prices to keep block trade deals with clients from falling through.
April 14, 2022 -
831Enforcement
SMBC Nikko Employees Arrested in Manipulation Probe
Two Japanese and two foreign nationals were arrested for allegedly manipulating at least five stocks when handling block orders for clients.
March 7, 2022 -
366EnforcementSMBC Nikko Securities Under Market Manipulation Probe – Report
Employees are said to have traded several stocks to support their prices to ensure the completion of block deals conducted after market hours.
November 4, 2021 -
239ChinaSumitomo Mitsui Seeks Approval to Launch China Brokerage
Sumitomo Mitsui Financial Group and SMBC Nikko Securities filed a joint application with the CSRC on Tuesday.
July 28, 2021 -
557Fintech / Regtech
SBI, Sumitomo Mitsui to Launch Digital Stock Exchange in Osaka
The Osaka Digital Exchange, expected to launch in 2022, will provide an alternative to the TSE and strengthen Osaka’s proposition as a financial hub.
February 5, 2021 -
906JapanTSE Invites Firms to Register for New RFQ Platform for ETFs
The new platform, CONNEQTOR, will be ready for production use next month, allowing institutional investors to send RFQs to market makers.
November 2, 2020 -
1.1KJapanTokyo Stock Exchange to Pilot Test RFQ Functionality
The initiative is aimed at making ETF trading more efficient by connecting institutional investors, securities companies, and market makers more closely.
September 2, 2020 -
705Japan
Eurex Clears its First Interest Rate Swaps from Japan
The FSA granted Eurex Clearing a licence as a foreign financial instruments clearing organisation in March, allowing it to offer clearing services in Japan.
June 18, 2020
