A review will be undertaken this year to assess whether marketing and advertising comply with MiFID II disclosure rules.
January 18, 2023Kenneth Goh pleaded guilty to creating a false appearance in the market 325 times, deceiving two brokers, and making false statements in Telegram chat groups.
December 21, 2022AUSTRAC has updated its 2019 indicators report to help FIs identify behaviours and transactions which may indicate payments for child sexual exploitation material.
December 19, 2022Eight individuals are accused of engaging in a conspiracy to commit securities fraud through a social media-based “pump and dump” scheme.
December 19, 2022SEBI said some Telegram groups were impersonating mutual fund houses and has instructed AMCs to put in place monitoring to detect such activity.
December 6, 2022IOSCO report proposes seven sound practices for regulators to consider when designing financial and investor education initiatives, particularly during periods of crisis.
December 3, 2022The report says "failure to prevent fraud" should be introduced as a new corporate criminal offence, along with significant financial penalties.
November 22, 2022The ACCC says consumer and competition harms across a range of digital platform services are "widespread, entrenched, and systemic".
November 14, 2022The firms misused the wholesale investor exclusion to extend offers to people with little or no investment experience.
October 24, 2022Facebook accounts will be tracked and websites will be blocked if they are found to be promoting fraudulent investment schemes or raising funds illegally.
October 17, 2022