All posts tagged "Societe Generale Securities"
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124Australia & NZASIC Removes SocGen Securities Licence Conditions
Independent expert did not identify any deficiencies in the adequacy and effectiveness of SocGen's client money controls.
June 27, 2021 -
650Australia & NZSydney Court Orders SocGen Securities to Pay A$30,000 Penalty
SocGen pleaded guilty in July for failing to pay client money into segregated authorised bank accounts and for making payments out of a client money account that were not permitted.
October 23, 2020
