All posts tagged "Sponsors"
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392Capital RegulationIndia Doubles Pension Fund Manager Net Worth Requirement
The increase brings the requirements for pension fund managers in line with those for managers of mutual funds regulated by SEBI.
February 13, 2020 -
502Asia-PacificPhilippine SEC Proposes New Rules for REITs
The SEC hopes to develop a viable REIT market to provide funding for infrastructure projects and investment opportunities for local investors.
October 10, 2019 -
528EnforcementSGX RegCo to Boost Regulatory Presence, Oversight
At a regulatory briefing on Wednesday, SGX RegCo CEO Tan Boon Gin laid out the work ahead to enhance investor confidence and deter wrongdoing.
August 8, 2019 -
471EnforcementCCB Hong Kong Unit Fined for IPO Sponsor Failures
SFC has fined CCB International Capital HK$24mn for failing to conduct reasonable due diligence for seafood company Fujion Dongya Aquatics in its 2014 listing.
July 10, 2018 -
434EnforcementIPO Sponsors Still Deficient, says SFC
Thematic review details deficiencies in standards of conduct, due diligence practices and internal systems and controls.
March 27, 2018
