All posts tagged "Sponsors"
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65EuropeUK FCA Finalises Rule Changes for SPAC Listings
The FCA will remove the presumption of suspension at the point when an acquisition target is identified, for SPACs that meet certain criteria.
July 28, 2021 -
122FeatureHKEX to Roll Out New IPO Settlement Platform Next Year
HKEX will proceed with the development of FINI for handling all Hong Kong IPOs, initially adopting a T+2 settlement cycle.
July 7, 2021 -
114Big PictureFSB Offers Policy Options to Enhance MMF Resilience
Requirements for MMFs could include capital buffers, higher liquidity requirements, or the removal of the stable NAV, among other options.
July 1, 2021 -
164InternationalIOSCO Explores Conduct Risks in Leveraged Loan, CLO Markets
IOSCO is looking to understand potential conflicts of interest and misaligned incentives that may exist among participants in the leverage loan and CLO markets.
May 26, 2021 -
200InternationalCFA Institute Launches Working Group to Examine SPACs
The working group will publish a report in early 2022 and present its findings and policy recommendations, to US and global regulators.
May 12, 2021 -
120ChinaCSRC Consults on ‘Counselling’ Obligations of IPO Sponsors
The rules impose obligations on sponsors to ensure that directors, supervisors, senior managers, and major shareholders of IPO applicants understand their listing obligations.
May 10, 2021 -
179Hong KongHK Insurance Authority Unveils Details of ILS Grant Scheme
Onshore and offshore sponsors of insurance-linked securities are eligible for the grant scheme, capped at HK$12mn per issuance.
May 8, 2021 -
125Asia-PacificBSEC Allows Foreign Companies to Sponsor Mutual Funds
Foreign companies will be allowed to become sponsors of mutual funds, subject to a maximum contribution of 25 percent of the find size.
May 7, 2021 -
418FeatureHK to Consult on SPAC Listing Framework in June – Report
The rules are expected to include conditions for sponsors or SPACs. Acquisition targets will have to meet the existing standards for IPOs.
March 30, 2021 -
236IndiaSEBI Issues Modified Guidelines for Mutual Fund Schemes
The cumulative gross exposure limit through equity, debt, derivative positions may not exceed 100% of the net assets of the mutual fund scheme.
March 8, 2021
