All posts tagged "spreads"
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638Australia & NZASIC Bans Former Fixed Income Broker for Ten Years
The ex-broker charged unpermitted spreads and traded at prices other than the agreed independent valuation on transactions entered on behalf of referred clients.
October 6, 2020 -
2.4KContributed ArticleWhy Do Electronic Traders Cancel Orders?
Jamil Nazarali at Citadel Securities explains what ever-increasing speeds for issuing and canceling orders tell us about today’s market structure.
July 28, 2020 -
806FeatureHKEX Plans Introduction of New Exchange Traded Products – Report
Under consideration are leveraged and inverse ETPs tracking A share indexes, fixed-income ETFs, sectoral and thematic ETFs backed by Chinese assets, and ESG themed ETPs.
June 2, 2020 -
863FeatureHKMA, SFC to Jointly Review OTC Product Pricing at Intermediaries
The thematic review will assess the spreads intermediaries charge for non-exchange traded investment products such as bonds and structured products.
May 19, 2020 -
606Hong Kong
HKEX Moves to Enhance Liquidity of Exchange Traded Products
A new spread table will reduce tick sizes and spreads for ETPs, while new market making obligations create a more competitive liquidity providing environment.
May 19, 2020 -
613IndiaRBI to Open Up Rupee Derivatives for Hedging from 1 June
Authorised dealers and can allow users to trade rupee derivatives up to USD 10 million notional value outstanding without the need to establish the existence of underlying exposures.
April 9, 2020 -
465JapanUPDATED – BOJ to Boost ETF Market Liquidity by Lending Holdings
The ETF lending facility is likely to reduce ETF bid/ask spreads and provide an easy way to short the Japanese market.
December 20, 2019 -
1.1KEnforcementUBS Fined in Singapore for Pricing Deception by Advisers
The MAS penalty follows similar action taken against UBS by the Hong Kong SFC to penalise the bank and demand compensation for clients that were overcharged over a ten-year period.
November 18, 2019 -
886EnforcementComplex Group Arrangements Compound Margin Financing Risks: SFC
Deputy chief Julia Leung says the SFC is concerned that brokers are using complex trading arrangements to circumvent regulatory oversight, among other supervisory priorities.
June 19, 2019 -
520Australia & NZ
ASIC Finalises Review Of Exchange Traded Products
ASIC review concludes that the ETP market is performing well in general, however, some concerns were raised on spread management and market maker concentration.
August 6, 2018
