All posts tagged "Standard Chartered"
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380AML / KYCMAS Details Enforcement Outcomes, Priorities in Inaugural Report
The inaugural enforcement report reveals that MAS issued S$16.8mn in financial penalties and S$698,000 in civil penalties over 18 months.
March 21, 2019 -
616EnforcementSFC Fines UBS and Others HK$787mn for IPO Sponsor Failures
“The sanctions send a strong and clear message to the market that we will not hesitate to hold errant sponsors accountable for their misconduct,” said SFC chief Ashley Alder.
March 15, 2019 -
754EnforcementUBS, StanChart to Settle Hong Kong IPO Misconduct Case
The case goes back to the 2009 listing of a Chinese timber company, which was later suspended for accounting irregularities. Details of the settlement will be released at a later date.
March 12, 2019 -
701Asia-PacificSWIFT, SGX, SLIB Join Forces to Test Blockchain Based e-Voting
SWIFT, SGX, and software firm SLIB will collaborate with DBS, Deutsche Bank, HSBC and Standard Chartered to test the use of DLT in e-voting in Asia Pacific.
March 6, 2019 -
404EnforcementSFC Suspends China Merchants Securities Exec Over Sponsor Work
The SFC said Wu Yinong breached the Code of Conduct and the Sponsor Guidelines when he was a sponsor principal in charge of supervising the execution of a 2009 listing application.
February 28, 2019 -
976EnforcementS. Korean Regulator Fines Four Global Banks for Rigging FX Derivatives
South Korea’s Fair Trade Commission has fined JP Morgan, HSBC, Deutsche Bank and StanChart a combined $613,000 for rigging forex derivative prices.
January 22, 2019 -
407AML / KYCHong Kong Asked to Bolster Sanctions Enforcement Amid Huawei Dispute
US officials have asked Hong Kong to bolster sanctions enforcement as Huawei's deputy chairwoman stands accused of violating Iran sanctions through a Hong Kong shell company.
December 11, 2018 -
1.1KChinaBond Connect Credited for Rapid Growth of China ABS Market
China's onshore ABS market has been growing rapidly since the launch of Bond Connect last year, according to panellists at IMN's Asian Structured Credit Summit.
October 25, 2018 -
401InternationalBanks Team Up to Develop Digital Trade Finance Network
The 'Trade Information Network' is expected to be production-ready by Q3 2019, representing the "first inclusive global multi-bank, multi-corporate network in trade finance".
October 23, 2018 -
994Featured ArticlesISDA Forum: Asia’s Banks Not Ready for 2020 Initial Margin Deadline
Banks and buy-side firms should begin compliance processes to meet the September 2020 deadline as early as possible, urged panellists at the ISDA Industry and Regulatory Forum.
September 18, 2018
