SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.
September 27, 2022Merchant bankers also agreed to provide support. Listed companies were asked to form market-making subsidiaries. Bangladesh Bank amended its rules on calculating bank exposure limits.
August 10, 2022Operators of platforms offering execution-only services in direct plans offered by mutual funds would have to register with SEBI, AMFI or stock exchanges.
July 31, 2022Quarterly reports must be issued containing information on cyber incidents, risk mitigation measures, bugs and vulnerabilities, and threat details.
July 7, 2022SEBI said AMFI has sought additional time for the implementation of directions that prohibit intermediaries from pooling investor money for mutual fund transactions.
April 9, 2022Norms prohibiting the use of one-time mandates to accept payments for mutual fund transactions have been eased.
March 24, 2022SEBI proposes to progressively raise the net worth requirements for trading members, clearing members and depository participants by October 2023.
October 3, 2021A one-year validity period is introduced for any board approval to introduce a liquidity enhancement scheme for a security, and removes a cap on how long it can be used.
September 3, 2021Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021