All posts tagged "Stock Brokers"
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361Fintech / RegtechSEBI Instructs Brokers, Depository Participants to Report on AI, ML Systems
Stock brokers and depository participants will have to report information on systems based on artificial intelligence and machine learning.
January 7, 2019 -
290India
SEBI Issues Cybersecurity Framework for Brokers, Depository Participants
Stockbrokers and depository participants will have to formulate a comprehensive cyber security and cyber resilience policy document in accordance with the guidelines by April 2019.
December 4, 2018 -
246India
SEBI to Discontinue Sub-Brokers as Registered Market Intermediaries
Sub-brokers will no longer exist as a regulatory category at SEBI and will need to become trading members or authorised persons starting from 31 March 2019.
August 7, 2018 -
127India
SEBI Blocks Cash Payments To Stock Brokers
Stock brokers are no longer allowed cash payments either directly or deposited into their bank accounts, as India aims to promote digital payments and a cashless economy.
July 16, 2018 -
208India
India to Implement Early Warning System for Broker Defaults
SEBI consulting on draft measures on norms on early detection of potential default among stock brokers through an Intelligent and Specific Early Warning System.
March 26, 2018 -
208Asia-PacificBangladesh to Raise Capital Requirements on Stock Brokers, Merchant Banks
New capital requirements will be imposed on stock brokers, merchant banks, asset managers and institutional portfolio managers.
March 15, 2018
