Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021Brokers involved in the New Horizon Health IPO have been asked to provide information on the retail investors who were allotted stocks.
February 23, 2021SEBI says NSE failed to ensure fair and equitable access by trading members subscribing to its tick-by-tick data feed system.
February 12, 2021On the third instance of the order-to-trade ratio exceeding 2000, trading members will be restricted from placing any orders for the first 15 minutes on the next trading day.
June 29, 2020The central bank has also suspended overseas investment and outward remittances by Sri Lankan residents, and cut interest rates for the second time in three weeks.
April 8, 2020SEBI found that trading and clearing members used by mutual funds were diverting client funds and securities to meet their own or third-party margin or settlement obligations.
December 26, 2019MAS said a small number of stock brokers encountered DDoS attacks last week, but only “limited disruption” resulted due to their mitigation services being activated.
November 1, 2019Stock brokers and depository participants will have to report information on systems based on artificial intelligence and machine learning.
January 7, 2019Stockbrokers and depository participants will have to formulate a comprehensive cyber security and cyber resilience policy document in accordance with the guidelines by April 2019.
December 4, 2018Sub-brokers will no longer exist as a regulatory category at SEBI and will need to become trading members or authorised persons starting from 31 March 2019.
August 7, 2018