All posts tagged "Stock Connect"
-
301Hong KongHKEX to Launch Master SPSA Service for Fund Managers
The new service allows pre-trade checking of China A shares for northbound trading at the fund manager level rather than at the individual fund level.
March 19, 2020 -
603Enforcement
HKEX Finds Compliance Deficiencies at Exchange, Clearing Participants
HKEX has asked 95 participants to address deficiencies relating to position limits and large open position reporting, risk management and China Connect trading activities.
February 25, 2020 -
710EnforcementSFC Highlights Key Regulatory Initiatives in Quarterly Report
Among the initiatives were the launch of the new OFC regime for private fund managers, a regulatory framework for virtual assets, and enhancements to the investor compensation regime.
February 25, 2020 -
345ChinaAlibaba May Be Excluded from HK-China Stock Connect – Report
A decision has not yet been made to revise a previous arrangement that excludes companies with secondary listings and weighted voting rights from Stock Connect.
February 12, 2020 -
208ChinaHong Kong, China Resume Discussions on ETF Connect
SFC deputy chief executive Julia Leung has indicated that discussions with the CSRC have resumed to address the technical challenges of implementing an ETF Connect.
January 15, 2020 -
359Hong Kong
HKEX Asks Participants to Prepare Systems for Investor Compensation Levy
While the collection of the investor compensation levy is currently suspended, exchange participants should take necessary actions to prepare for its calculation and payment.
January 13, 2020 -
504Feature
HKEX Chief Lays Out Vision for Decade Ahead
Charles Li says HKEX will leverage the disruptive power of technology to enhance connectivity between China and the rest of the world in stock, bond and commodity markets.
January 7, 2020 -
583ChinaShanghai-London Connect Suspended Amid Political Tensions – Reports
A CSRC spokesperson has denied the suspension after multiple media reports emerged that SSE companies have been temporarily blocked from listing depositary receipts on the LSE.
January 6, 2020 -
486AML / KYC
SFC, CSRC Set Date for Southbound Investor Identification Regime
With technical preparations now complete at exchanges and clearinghouses, southbound trading investor identification regime is scheduled for implementation on 13 January.
December 20, 2019 -
872Contributed ArticleReducing Settlement Cycles – An Asia Pacific Perspective
Should the decision be taken to further reduce the settlement period, a number of challenges will have to be overcome, says Senfinasia founder Philippe Dirckx.
December 9, 2019
