All posts tagged "Stock exchanges"
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176AML / KYCSEBI Rolls Out KYC Registry Extension to Legal Entities
Regulated entities are directed to upload KYC data for accounts of legal entities to the Central KYC Registry.
March 13, 2021 -
131Enforcement
SEBI Directs MIIs to Establish Controls to Prevent Market Abuse
Stock exchanges, clearing corporations and depositories are asked to establish a code of conduct and institutional mechanism to prevent fraud and market abuse.
March 8, 2021 -
162ChinaCSRC Strengthens Industry Controls to Prevent Insider Trading
Listed companies are required to establish a system for the registration and management of individuals who possess inside information.
February 13, 2021 -
126Fintech / Regtech
SEBI Revises Entry Norms for Innovation Sandbox
The revisions introduce graded entry norms to encourage innovation and make it easier for firms to participate in the sandbox.
February 4, 2021 -
311AML / KYC
SEBI Proposes New Process for KYC in Securities Market
Under the proposal, KYC Registration Agencies, stock exchanges and depositories would be responsible for client KYC processes.
January 17, 2021 -
244Hong KongHong Kong Lawmaker Asks HKEX to Lower Market Data Fees
HKEX’s monthly fees for retail investors are higher than other stock exchanges, which may have implications for stockbrokers that serve retail investors, says a new report.
January 16, 2021 -
122Asia-PacificBSEC to Form Market Stabilisation Fund with Unclaimed Dividends
Listed companies in Bangladesh have unclaimed cash and stock dividends worth about $2.5bn, which will be used to support the capital market.
January 14, 2021 -
296Asia-PacificVietnam to Establish New Entity to Manage HNX, HoSE
The new Vietnam Stock Exchange will rate as a limited liability company to manage the Hanoi Stock Exchange and Ho Chi Minh City Stock Exchange.
January 5, 2021 -
268Securities & TradingTWSE, TPEx to Launch New Trading Boards With Easier Listing Rules
TWSE's board will set a lower market cap requirement and no profitability requirement. TPEx's board will allow companies to apply if they are recommended by two securities firms.
December 4, 2020 -
415India
SEBI Consults on Extra Disclosure Rules for Listed Companies
The proposals will ensure listed companies publicly disclose information shared in meetings and conference calls with institutional investors.
November 24, 2020
