All posts tagged "Stock exchanges"
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149IndiaSEBI Mandates Mapping of Brokers’ Client Codes with Demat Accounts
The measure has been put in place to detect the diversion of client securities by brokers at an early stage so allow for appropriate preventive measures.
November 20, 2019 -
247India
SEBI Allows Stock Exchange Listings of Commercial Paper
SEBI says issuers have shown an interest in listing their commercial paper on stock exchanges to capture broader investor participation.
October 23, 2019 -
520AML / KYC
SEBI Issues Measures to Protect Securities Market Client Records
A new cybersecurity framework has been issued for KYC registration agencies. Stockbrokers, depository participants, registrars and transfer agents are asked to submit their quarterly reports by end-November.
October 18, 2019 -
527AML / KYCStock Connect to Launch Southbound Investor ID Regime “Soon”
The launch of the investor identification regime for southbound trading will mark the first time mainland investors will have their personal information shared with Hong Kong’s regulator.
October 12, 2019 -
328InternationalWFE Partners with UN Sustainable Stock Exchanges Initiative
The WFE and SSE will collaborate to enhance ESG disclosure at stock exchanges. They have also jointly published a blueprint for embedding sustainability in stock exchange operations.
September 30, 2019 -
507ChinaChina Allows Banks to Trade Bonds Via Stock Exchanges
Currently, Chinese banks mostly trade bonds only in the interbank market. The move will increase their allowed scope for bond investments and improve the real economy’s access to financing.
August 8, 2019 -
334India
SEBI Seeks Uniform Penalties Framework for Margin Reporting Failures
Fines charged to members for misreporting or non-reporting of margins collected from clients may extend to 100% of the incorrectly or nonreported amount.
August 3, 2019 -
551Capital RegulationCBIRC Issues New Rules to Raise Transparency on Bank Ownership
By end-June 2020, all banks must provide the complete and accurate register of their shareholders to custodian institutions who will manage the register moving forward.
July 26, 2019 -
852IndiaIndia Delays CCP Interoperability Framework
Trading members have been given one more month to develop processes that allow them to choose to clear and settle trades in other clearing corporations.
May 31, 2019 -
537Asia-PacificBangladesh Exchanges Lobby for Lower Taxes to Spur Capital Market
The Dhaka and Chittagong stock exchanges have asked for tax cuts on dividends, bonds, stock transactions, and their own income, in a bid to catalyse Bangladesh's capital markets.
April 8, 2019
