All posts tagged "Stock exchanges"
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371EnforcementSEBI Issues Guidelines on Penalties for Issuer Disclosure Failures
The guidelines specify fines amounting to INR 5,000 per day for delays in disclosing information about board and shareholder meetings, and non-submission of quarterly and annual financial results.
January 17, 2022 -
439AML / KYC
SEBI Requires Debt Issuers to Disclose Related Party Transactions
High-value debt listed entities must submit reports on their related party transactions to stock exchanges every six months.
January 13, 2022 -
185ChinaCSRC to Streamline Regulatory System for Listed Companies
Rules and regulations from the CSRC, SSE and SZSE will be merged and integrated into 182 regulations, a reduction of 60 percent.
December 9, 2021 -
226India
SEBI Directs Market to Display Investor Charter, Complaints Data
From January 2022, stock exchanges, merchant bankers and RTAs will need to publish the new investor charter as well as complaints data on their websites.
December 4, 2021 -
412ChinaChinese, US Authorities Working to Resolve Audit Issues
CSRC director-general Shen Bing said authorities are "working very hard" to prevent Chinese companies being delisted from US exchanges.
November 28, 2021 -
218IndiaSEBI Relaxes Rule on Daily Fines for Disclosure Violations
Stock exchanges may choose not to impose daily fines on companies for non-compliance with disclosure obligations if investors are not adversely affected.
November 25, 2021 -
423India
SEBI Issues New Disclosure Rules for Related-Party Transactions
Listed companies will have to submit information on related-party transactions to stock exchanges every six months and secure shareholder approval.
November 25, 2021 -
206India
SEBI Publishes Charter of Investor Rights in Securities Market
The charter sets out the rights and responsibilities of investors, as well as some 'dos and don'ts' of investing in the securities market.
November 21, 2021 -
509India
SEBI Proposes Market Maker Framework for Corporate Bonds
To act as market makers, stockbrokers and merchant banks would need INR 100 million in additional net worth over-and-above their existing obligations.
November 21, 2021 -
251IndiaBSE India to Offer T+1 Settlement from 3 January 2022
BSE has told members and vendors to make necessary changes to their trading applications to ensure T+1 is supported.
October 21, 2021
