All posts tagged "Stocks"
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516FeatureRussian Exchange Starts Offering Trading in 12 Hong Kong Stocks
HKEX is not involved in the initiative. The move is part of the Saint Petersburg Stock Exchange's global issuer programme.
June 21, 2022 -
402Securities / DerivativesUS SEC Unveils Plans to Address Payment for Order Flow
Brokers will have to send orders from retail investors to "open and transparent" auctions and meet stronger best execution obligations.
June 10, 2022 -
463EnforcementUS SEC Penalises Online Broker Over Meme Stock Restrictions
In January 2021, TradeZero America halted trading in three meme stocks for about 10 minutes, but later told investors it had resisted instructions from its clearing broker to do so.
June 1, 2022 -
498EnforcementMAS Imposes S$100,000 Civil Penalty for False Trading
A woman pledged shares for margin purposes, then bought more near the close to artificially raise their closing prices and increase the value of her collateral.
May 13, 2022 -
634EnforcementTWSE Probes Foreign Securities Firms Over Research Reports
There have been rumours that foreign securities firms have been selling off stocks before they achieve the target prices specified in published research reports.
March 30, 2022 -
477EnforcementSEBI Seizes Records from Market Manipulators in 4 States
Individuals and entities were operating Telegram channels to encourage investors to deal in listed stocks, thereby creating "artificial volume and price rise".
March 14, 2022 -
364Crypto / Digital AssetsUS Fed Approves New Trading Rules for Senior Officials
The rules aim to support public confidence in the impartiality and integrity of the FOMC's work by guarding against "even the appearance of any conflict of interest".
February 28, 2022 -
442Securities / DerivativesTaiwan Extends Day Trading Transaction Tax Cut to 2024
The extension keeps the transaction tax for day trading halved at 0.15 percent, a measure that has been in place since April 2017 and was set to expire on 31 December.
December 22, 2021 -
305Asia-PacificSET Allows Derivative Warrants to Use Foreign Stocks
The first six derivative warrants with foreign underlying stocks were listed on the SET on Wednesday, issued by Macquarie Securities.
December 16, 2021 -
420ChinaCBIRC Authorises Insurers to Engage in Securities Lending
The move will improve China's short-selling mechanism, which will decrease market volatility, improve price discovery, reduce market risk, and create additional income for insurers.
December 8, 2021
