The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX's launch of a new IPO settlement platform.
November 9, 2023Category-II EOPs will be required to maintain at least INR 1 million (USD 12,000) in capital with the stock exchange.
October 10, 2023The BSE said the improvements will reduce the overall time spent on pricing, issuance and listing from 13 trading days to just 10 trading days.
August 24, 2023PE funds must have at least 10mn yuan under management to remain in operation. Firms with more than 2bn yuan under management will have to undergo regular stress tests.
May 7, 2023The utility will reduce manual steps, centralise processing, and facilitate reconciliation, thereby reducing settlement time and improving efficiency.
August 31, 2022Under a new scheme, private pension funds can invest in mutual funds. Initially, only mutual funds with at least CNY 50 million of assets are eligible.
June 29, 2022The government has increased the target issuance size of the retail green bond. The minimum annual interest rate has also been increased.
April 20, 2022Participants will be able to access the interbank and exchange-traded bond markets without having to open separate accounts.
January 25, 2022SEBI proposes to introduce a minimum number of investors, a minimum subscription amount and maximum holdings by a single investor in a CIS.
January 12, 2022The rules emphasise the integration of liquidity risk management throughout the entire process of wealth management business operations.
December 30, 2021