All posts tagged "Substituted compliance"
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359ChinaFIA Seeks Additional Clarity on China’s “Historic” Futures Law
FIA is requesting additional clarity on settlement finality and proposing that the protections in the new futures law be further expanded.
May 28, 2021 -
1.1KCapital RegulationHKMA Published Revised SPM on Non-Cleared OTC Derivatives
Banks currently in scope of the margin requirements and risk mitigation standards have until 1 September 2021 to comply wth the revised supervisory policy manual.
September 15, 2020 -
758EuropeISDA Offers Guidance on Cross-Border Application of Margin Rules
The guide seeks to help firms subject to margin rules analyse multiple foreign rule sets, identify situations in which different rules apply, and improve understanding on substituted compliance.
January 8, 2020 -
1.3KJapanCFTC Expands Margin Comparability Determination for Japan
The amended determination for Japan finds comparability regarding the scope of entities subject to the margin requirements, and the treatment of margining for inter-affiliate transactions.
March 27, 2019
