All posts tagged "Supervision"
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353AML / KYCSupervisory Flaws Hurting Remittance Providers – FSB
Report says AML/CTF and other supervisory shortfalls limit remittance providers' access to banking services; makes 19 recommendations to address barriers.
March 19, 2018 -
288AML / KYC
FSB Reports Progress on Correspondent Banking Decline
Report discusses strengthening due diligence tools to support correspondent banking relationships and improved monitoring.
March 19, 2018 -
401ChinaChina Banking, Insurance Regulators Set to Merge
The merger will eliminate inefficiencies and regulatory overlap; rule making powers and prudential supervision responsibilities will transfer to China’s central bank.
March 14, 2018 -
294Australia & NZRBNZ Focused on Public Disclosure Regime
Reserve Bank of New Zealand is working to improve its disclosure regime to uphold three regulatory pillars: self-discipline, market discipline and regulatory discipline.
March 3, 2018 -
432Capital RegulationChina Regulators Lobby EU to Ease Banking Access Requirement
PBOC, CBRC say cost of setting up a parent holding company might outweigh the intended improvement in supervision.
February 1, 2018 -
472Asia-PacificThailand Implements New Market Misconduct Penalty Scheme for Banks
New market conduct rules to be implemented over next few weeks; Violators can be barred from operating or fined up to 1mn baht per day.
January 20, 2018 -
473Capital RegulationJapan Regulator to Overhaul Supervision and Restructure
FSA's move towards ‘dynamic supervision’ includes scrapping inspection manuals, restructuring governance, internal structure and HR policy.
January 8, 2018 -
AML / KYC
Singapore, Abu Dhabi to Cooperate on Banking Supervision, Markets, Fintech
Middle Eastern regulator has already approved one Singapore firm to provide credit services; Singapore firm won Fintech challenge.
November 27, 2017 -
China
Singapore and China Regulators to Increase Mutual Market Supervision
Regulators will develop framework for supervising fund managers, share information and staff amid increasing capital market ties.
November 6, 2017 -
Capital Regulation
Bank of Japan Investigating Use of Supervisory Technology
Central bank suggests financial market supervisors use of technology is one of the highest priorities in global regulation.
October 23, 2017
