All posts tagged "supervisors"
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91FeatureNGFS Updates Climate Scenarios With More Data
If the transition fails, 13% of global GDP would be at risk by the end of the century, even before accounting for severe weather events.
June 10, 2021 -
327AML / KYCChina to Broaden Scope of AML Law, Raise Penalties
The draft law brings into scope non-bank financial institutions as well as property developers, accounting firms and precious metal dealers.
June 3, 2021 -
57ChinaCBIRC Issues Final Rules on Evaluating Bank Director Performance
The new rules, effective 1 July, will strengthen and standardise performance evaluations of directors and supervisors of banks and insurers, the CBIRC said.
June 2, 2021 -
85ChinaCSRC Consults on ‘Counselling’ Obligations of IPO Sponsors
The rules impose obligations on sponsors to ensure that directors, supervisors, senior managers, and major shareholders of IPO applicants understand their listing obligations.
May 10, 2021 -
105IndiaRBI Joins Network for Greening the Financial System
The RBI expects to benefit from the membership of NGFS by learning from and contributing to global efforts on green finance.
April 30, 2021 -
982China
PBOC Finalises Standards for Financial Holding Company Executives
The regulations clarify the qualifications and filing procedures for directors, supervisors, and senior managers of financial holding companies.
April 9, 2021 -
145China
CBIRC Issues Rules on Evaluating Performance of Bank Directors
Banks and insurers have to evaluate the performance of their directors and supervisors each year and classify them as “competent”, “basically competent” or “incompetent”.
February 10, 2021 -
516China
CSRC Updates Senior Manager Rules for Securities, Fund Operators
Securities and fund management firms are expected to establish and improve internal accountability mechanisms for senior managers, and penalise violations with clawback and malus.
November 25, 2020 -
653ChinaNAFMII Issues New Rules for Interbank Bond Market
The rules prohibit issuers from directly subscribing to their own bonds in the interbank market or buying them indirectly through affiliates or asset management products.
November 20, 2020 -
1.1KChina
PBOC Raises Bar for Executives of Financial Holding Companies
Under the proposed rules, the PBOC will be able to sanction financial holding companies whose directors, supervisors, and senior officials do not meet the job requirements.
November 6, 2020
