All posts tagged "supervisors"
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629ChinaCSRC Updates Senior Manager Rules for Securities, Fund Operators
Securities and fund management firms are expected to establish and improve internal accountability mechanisms for senior managers, and penalise violations with clawback and malus.
November 25, 2020 -
818ChinaNAFMII Issues New Rules for Interbank Bond Market
The rules prohibit issuers from directly subscribing to their own bonds in the interbank market or buying them indirectly through affiliates or asset management products.
November 20, 2020 -
1.2KChinaPBOC Raises Bar for Executives of Financial Holding Companies
Under the proposed rules, the PBOC will be able to sanction financial holding companies whose directors, supervisors, and senior officials do not meet the job requirements.
November 6, 2020 -
2.1KESG / SustainabilityNGFS Seeks Wider Adoption of Environmental Risk Analysis at FIs
The NGFS is calling for wider use of ERA in the financial industry, offering case studies to showcase the adoption of ERA tools and methodologies by some FIs.
September 11, 2020 -
884AML / KYCBCBS Updates AML Guidance to Advance Supervisory Cooperation
Prudential and AML/CFT supervisors should establish an effective cooperation mechanism regardless of the institutional setting, the updated guidelines say.
July 2, 2020 -
1.1KESG / Sustainability
NGFS Publishes Scenarios for Climate Risk Assessments
The publications on reference scenarios and monetary policy will allow NGFS members and the FIs they supervise to better identify, quantify and mitigate climate risks in the financial system.
June 26, 2020 -
841Big Picture
NGFS Publishes Climate Risk Best Practices of Supervisors, Banks
Most banks have undertaken an operational commitment towards greening their balance sheets, consider their actions to be part of their corporate social responsibility or risk mitigation measures.
May 28, 2020 -
804ESG / SustainabilityICMA Publishes Compendium of Global Sustainable Finance Initiatives
Key international initiatives identified are the Equator Principles, the FSB TCFD Recommendations, the G20 Sustainable Finance Study Group, the NGFS, and the UN SDGs.
February 24, 2020 -
714InternationalNew Supervisory Framework for Internationally Active Insurers
The global framework comprises an enhanced set of supervisory policy measures and powers of intervention, along with an annual IAIS global monitoring exercise.
November 15, 2019 -
733AML / KYCInaugural FATF Supervisors’ Forum Meets in China
The Supervisors’ Forum brought together supervisors from over forty countries to discuss ways in which oversight on ML/TF risks can be enhanced.
November 14, 2019
