All posts tagged "Surveillance"
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606FeatureFSB Chair Sets Out Focus for Saudi G20 Presidency
The focus areas include LIBOR transition, BigTechs in financial services, and the development of a cyber risk effective practices tookit.
February 21, 2020 -
1.1KEnforcementSGX RegCo Enhances Market Surveillance with Artificial Intelligence
The introduction of AI will help isolate unusual activity by learning from historical trading patterns and filtering out noise.
February 13, 2020 -
482Australia & NZFiji, PNG Stock Exchanges Sign MoU on Joint Market Development
Fiji's SPX has signed an MoU with Papua New Guinea's national stock exchange to cooperate on capital markets development, following from a similar MoU with NZX earlier this year.
December 12, 2019 -
922AML / KYCBig Data is Transforming Investigations
Big data is rapidly changing how regulators and law enforcement conduct investigations and build cases, say Jeremy Birch, Peter Jones and Kyle Wombolt at Herbert Smith Freehills.
December 12, 2019 -
625EnforcementSEBI Bans Fidelity Trader and Family Members for Front-Running
The trader used non-public information to front-run impending trades of Fidelity Group entities with his mother and sister's trading accounts from Hong Kong.
December 10, 2019 -
657FeatureSGX RegCo Proposes Removal of Minimum Trading Price Rule
SGX RegCo is proposing to scrap the MTP rule in light of its suite of other measures to deal with market manipulation, including the pairing of trading restrictions with ‘Trade with Caution’ alerts.
November 29, 2019 -
7441Contributed ArticleRegulatory Data: Arrows for the Quiver?
Banks need to be cognisant of how the data they provide to regulators is being used, says Herbert Smith Freehills in its 2019 Global Bank Review.
October 25, 2019 -
1.0KAML / KYCFighting Financial Crime: HSBC Unveils New AML Tool
The tool, which was deployed in the UK and Hong Kong on August 30, will be rolled out in a further 39 markets through 2020.
October 10, 2019 -
556Asia-PacificPhilippines Amends Framework for Identifying D-SIBs
The BSP will give more importance to a bank’s size and interconnectedness when deciding which lenders should be classified as D-SIBs.
October 4, 2019 -
733FeatureSingapore FIs Need Stronger Cyber Risk Culture: MAS CSAP
CSAP members cite poor risk culture as a frequent contributing factor during cyber incidents, highlighting that clear expectations must be set at the board and senior management level.
October 1, 2019
