New Principles added cover unexpected market disruptions, market access, high-frequency trading, and investor education.
February 2, 2023The new system can process more than 500,000 transactions per second in real-time. New issuance underwriting and offline IPO systems also launched.
January 3, 2023Many of the new questions in the SFC's updated BRMQ focus on AML/CFT practices and brokerage business controls.
December 30, 2022The Sustainable Central Banking strategy sets out the BSP’s approach to promoting sustainability in the financial system.
December 29, 2022Brokers are directed to assign one or more MICs to oversee the implementation of the Data Standards, which was meant to be completed in April 2021.
December 23, 2022Regulators should address DeFi risks with globally consistent regulatory frameworks. Collateral liquidations in DeFi lead to lasting price impacts.
December 23, 2022The industry is playing catch up with the impact of working from home and must ensure e-comms risk is managed in a better way, says Rupal Patel at Acin.
December 22, 2022Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.
November 23, 2022Eventus, was awarded best solution for virtual assets market & trade surveillance at Regulation Asia's 5th annual awards ceremony.
November 22, 2022MCO (MyComplianceOffice), was awarded best conduct risk management at Regulation Asia's 5th annual awards ceremony.
November 22, 2022