All posts tagged "SZSE"
-
353ChinaAlibaba May Be Excluded from HK-China Stock Connect – Report
A decision has not yet been made to revise a previous arrangement that excludes companies with secondary listings and weighted voting rights from Stock Connect.
February 12, 2020 -
294ChinaCSRC Issues Administrative Penalty Against Chinalin Securities
Chinalin Securities is prohibited from expanding the scale of its business for three months for violating regulations on internal controls, compliance inspections and governance failures.
January 8, 2020 -
449ChinaSZSE, CSDC Issue Implementing Rules for ‘Full Circulation’ of H-Shares
Full circulation will allow shareholders of mainland companies to convert non-tradeable, domestically-held shares into H-shares for trading in Hong Kong.
January 6, 2020 -
429ChinaShenzhen Exchange Issues Rules for Stock Options Pilot
The launch of the stock options pilot is part of an initiative to diversify financial products and improve risk management and hedging tools in the Greater Bay Area.
December 9, 2019 -
295AML / KYCSSE, SZSE Propose Rules Changes to Implement Investor ID Regime
Under the regime, brokers must assign a unique digital code that identifies each investor, who will be “deemed to agree” that their information may be transferred to the Hong Kong SFC and SEHK.
November 25, 2019 -
382ChinaCSRC to Boost Competitiveness of NEEQ, ChiNext Markets
The CSRC is speeding up its reform efforts for the NEEQ and ChiNext markets to ensure their competitiveness, and inclusiveness to small and innovative firms.
October 28, 2019 -
487ChinaSSE, SZSE Grant Stock Connect Access to HK Dual Class Shares
The rule changes come over a year after the China and Hong Kong bourses started working towards including dual class shares in Stock Connect.
October 22, 2019 -
425ChinaShenzhen, Swiss Bourses Sign Memorandum of Understanding
The initiative will be used to share know-how, expand client networks, and explore cross-border financing alternatives and cooperation in research projects.
October 12, 2019 -
730AML / KYC
Stock Connect to Launch Southbound Investor ID Regime “Soon”
The launch of the investor identification regime for southbound trading will mark the first time mainland investors will have their personal information shared with Hong Kong’s regulator.
October 12, 2019 -
525China
China Allows Unlisted Companies to Issue Convertible Bonds
Allowing non-listed enterprises to issue non-public convertible bonds will broaden their funding channels and lower financing costs.
September 3, 2019
