All posts tagged "SZSE"
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131AML / KYCSSE, SZSE Propose Rules Changes to Implement Investor ID Regime
Under the regime, brokers must assign a unique digital code that identifies each investor, who will be “deemed to agree” that their information may be transferred to the Hong Kong SFC and SEHK.
November 25, 2019 -
309ChinaCSRC to Boost Competitiveness of NEEQ, ChiNext Markets
The CSRC is speeding up its reform efforts for the NEEQ and ChiNext markets to ensure their competitiveness, and inclusiveness to small and innovative firms.
October 28, 2019 -
373ChinaSSE, SZSE Grant Stock Connect Access to HK Dual Class Shares
The rule changes come over a year after the China and Hong Kong bourses started working towards including dual class shares in Stock Connect.
October 22, 2019 -
363ChinaShenzhen, Swiss Bourses Sign Memorandum of Understanding
The initiative will be used to share know-how, expand client networks, and explore cross-border financing alternatives and cooperation in research projects.
October 12, 2019 -
529AML / KYC
Stock Connect to Launch Southbound Investor ID Regime “Soon”
The launch of the investor identification regime for southbound trading will mark the first time mainland investors will have their personal information shared with Hong Kong’s regulator.
October 12, 2019 -
450China
China Allows Unlisted Companies to Issue Convertible Bonds
Allowing non-listed enterprises to issue non-public convertible bonds will broaden their funding channels and lower financing costs.
September 3, 2019 -
479ChinaSZSE ChiNext Board to Adopt Registration Based IPO System
Shenzhen’s ChiNext board has begun work to prepare for adoption of a registration-based IPO system, currently in use at Shanghai’s new tech board.
August 22, 2019 -
341China
China Relaxes ‘One Size Fits All’ Margin Financing Rules
Brokerage firms can set lower thresholds before margin calls need to be initiated, and can accept additional forms of collateral to make up any shortfalls.
August 12, 2019 -
495ChinaCSRC Imposes $56mn Penalty on Individual for Insider Trading
The individual learned of a gaming company’s acquisition plans months in advance and used 14 stock accounts set up by acquaintances to profit from the information.
August 8, 2019 -
506ChinaSSE, SZSE Set to Allow Trading in HK-Listed Dual Class Shares
The Shanghai and Shenzhen stock exchanges are consulting on rule changes that will allow Chinese investors to trade Hong Kong-listed dual-class shares via Stock Connect.
August 5, 2019
