All posts tagged "third-party providers"
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1.1KBig PictureHKCERT Warns of Information Security Risks in 2022
NFT and metaverse-related risks, and crypto account hacks and thefts, were cited as top information security risks for the first time.
February 18, 2022 -
275AML / KYCNew Zealand DIA, FMA Issue Directions on Outsourced CDD
Outsourced CDD does not exist in isolation from reporting entities' wider CDD procedures and obligations, the DIA and FMA said.
December 20, 2021 -
480ESG / SustainabilityBCBS Calls on Banking Sector to Enhance Cyber Defences
Remote work arrangements and digital financial services have "enlarged banks' attack surfaces", creating opportunities for malicious actors, the BCBS said.
September 21, 2021 -
693Fintech / RegtechIOSCO Publishes Final Guidance on Supervising AI/Machine Learning
IOSCO members are encouraged to consider six measures carefully in the context of their legal and regulatory frameworks.
September 8, 2021 -
435Australia & NZPandemic Provides Key Lessons on Outsourcing Risk: APRA
Speaking at a virtual event hosted by GARP, APRA’s Sean Carmody said the pandemic highlighted financial industry dependencies on certain third-party providers.
February 25, 2021 -
718Market InfrastructureMAS Raises Expectations on Technology Risk Management
The revised guidelines set out higher expectations for FIs in technology risk management, including for assessments of third-party suppliers.
January 19, 2021 -
5.5KFeature
IOSCO Drafts Guidance on Supervising AI/ML in Financial Markets
IOSCO proposes six measures to assist members in creating appropriate regulatory frameworks to supervise market intermediaries and asset managers that use AI and ML.
June 26, 2020
