Due to different UT adoption timelines across jurisdictions, reporting entities are allowed to report the UTI in any of the data fields of “UTI-USI”, “UTI-TID” or “Global UTI”.
December 6, 2022DTCC, was awarded best solution in trade reporting at Regulation Asia's 5th annual awards ceremony.
November 22, 2022The latest FSB progress report highlights efforts from China, India, Korea, and Indonesia to further implement reforms in OTC derivatives markets.
November 8, 2022DTCC’s Joseph Capablanca discusses the importance of the LEI for improving transparency, cutting costs, and reducing operational risk in the global financial industry.
October 28, 2022ISDA working groups are transforming CFTC swap data reporting rules into machine-executable code ahead of implementation on 5 December.
October 5, 2022Robinhood Crypto had inadequate staffing of its AML programme, transaction monitoring deficiencies, and noncompliant cybersecurity policies.
August 5, 2022ASIC’s Alex Orgaz-Barnier says APAC regulators are targeting a common implementation date and alignment to the greatest extent possible.
May 11, 2022A revised Administration and Interface Development Guide will take effect from 19 December 2022, taking into account pandemic-related operational challenges.
March 31, 2022A highlight of the revised ISO 6166 ISIN standard is the formal inclusion of LEI, CFI and FISN as part of the minimum data record.
February 24, 2022Broadridge's multi-jurisdictional, multi-asset class solution provides translation, validation, eligibility and enrichment to ensure trade reporting compliance across jurisdictions.
December 10, 2021