A new report provides considerations for regulators when reviewing the regulation of market data provided by trading venues or OTC markets.
April 29, 2022Effective from 28 March, RMOs will have to hold at least 25 percent of their annual operating costs in cash and cash equivalents.
March 2, 2022New draft regulations open for consultation will strengthen the supervisory and risk disposal responsibilities of local governments within their territories.
January 17, 2022The pandemic highlighted that greater automation of compliance and supervisory processes may better accommodate a remote workforce.
January 14, 2022IOSCO's principles on outsourcing have been updated to include trading venues, intermediaries/market participants acting on a proprietary basis, and CRAs.
November 1, 2021Some jurisdictions have regulatory requirements for critical systems of trading venues that do not extend to outsourced functions.
May 8, 2021The new 2021 ISDA Interest Rate Derivatives Definitions will be published on 17 May, with target implementation scheduled for October.
April 20, 2021The rules require trading venues to improve trading rules, enhance risk monitoring, and establish appropriate investor suitability and information disclosure rules.
January 12, 2021Regulated entities will have to create a separate Information Security Group and appoint a Chief Information Security Officer.
December 21, 2020By end 2022, LEIs will be used in securities and derivatives trading, risk monitoring, regulatory reporting, listed company supervision and the digital yuan ecosystem.
December 18, 2020