All posts tagged "Trading Venues"
-
311FeatureIOSCO Offers Guidance on Regulating Market Data
A new report provides considerations for regulators when reviewing the regulation of market data provided by trading venues or OTC markets.
April 29, 2022 -
604Capital RegulationMAS Introduces Liquidity Requirement for Recognised Market Operators
Effective from 28 March, RMOs will have to hold at least 25 percent of their annual operating costs in cash and cash equivalents.
March 2, 2022 -
605ChinaPBOC to Grant Local Authorities Greater Role in Financial Supervision
New draft regulations open for consultation will strengthen the supervisory and risk disposal responsibilities of local governments within their territories.
January 17, 2022 -
838Big Picture
IOSCO Outlines Pandemic Lessons on Operational Resilience
The pandemic highlighted that greater automation of compliance and supervisory processes may better accommodate a remote workforce.
January 14, 2022 -
329International
IOSCO Updates, Expands Principles on Outsourcing
IOSCO's principles on outsourcing have been updated to include trading venues, intermediaries/market participants acting on a proprietary basis, and CRAs.
November 1, 2021 -
434International
IOSCO Finds Gaps in BCP Rules for Trading Venues, Intermediaries
Some jurisdictions have regulatory requirements for critical systems of trading venues that do not extend to outsourced functions.
May 8, 2021 -
240InternationalISDA to Consolidate Interest Rate Derivatives Definitional Book
The new 2021 ISDA Interest Rate Derivatives Definitions will be published on 17 May, with target implementation scheduled for October.
April 20, 2021 -
290ChinaCSRC Issues Final Rules on Convertible Corporate Bonds
The rules require trading venues to improve trading rules, enhance risk monitoring, and establish appropriate investor suitability and information disclosure rules.
January 12, 2021 -
1.3KAsia-PacificPhilippine SEC to Mandate New Cybersecurity Rules for Capital Markets
Regulated entities will have to create a separate Information Security Group and appoint a Chief Information Security Officer.
December 21, 2020 -
1.2KAML / KYCPBOC Publishes Roadmap for Full LEI Adoption in China
By end 2022, LEIs will be used in securities and derivatives trading, risk monitoring, regulatory reporting, listed company supervision and the digital yuan ecosystem.
December 18, 2020
