All posts tagged "Trading Venues"
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198InternationalIOSCO Finds Gaps in BCP Rules for Trading Venues, Intermediaries
Some jurisdictions have regulatory requirements for critical systems of trading venues that do not extend to outsourced functions.
May 8, 2021 -
157InternationalISDA to Consolidate Interest Rate Derivatives Definitional Book
The new 2021 ISDA Interest Rate Derivatives Definitions will be published on 17 May, with target implementation scheduled for October.
April 20, 2021 -
195ChinaCSRC Issues Final Rules on Convertible Corporate Bonds
The rules require trading venues to improve trading rules, enhance risk monitoring, and establish appropriate investor suitability and information disclosure rules.
January 12, 2021 -
901Asia-PacificPhilippine SEC to Mandate New Cybersecurity Rules for Capital Markets
Regulated entities will have to create a separate Information Security Group and appoint a Chief Information Security Officer.
December 21, 2020 -
638AML / KYCPBOC Publishes Roadmap for Full LEI Adoption in China
By end 2022, LEIs will be used in securities and derivatives trading, risk monitoring, regulatory reporting, listed company supervision and the digital yuan ecosystem.
December 18, 2020 -
523InternationalDSB Calls for Asian Members to Join Product Committee
The DSB seeks to expand its Product Committee membership to include more OTC derivatives users from Asia to further broaden industry collaboration geographically.
November 29, 2020 -
1.0KCapital RegulationMAS Proposes Amendments to RMO Capital Requirements
MAS proposes to introduce a direct liquidity requirement for recognised market operators, and to revise downward the solvency requirement.
October 26, 2020 -
1.6KFintech / RegtechFMSB Issues Statement of Good Practice on Algo Trading
The FICC Markets Standards Board sets out 10 Good Practice Statements for market participants and venue operators engaged in algorithmic trading in a new transparency draft.
June 25, 2020 -
987Fintech / Regtech
IOSCO Consults on Updated Set of Outsourcing Principles
The principles include selection due diligence, information security, confidentiality issues, outsourcing risk concentration, and access to data, among others.
May 29, 2020 -
495International
IOSCO Issues Final Report Recommending UTC Time Stamping of Trades
Trading venues and their participants should synchronise the clocks they use for timestamping reportable events with coordinated universal time (UTC), IOSCO says.
January 20, 2020
