All posts tagged "Trading"
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55ChinaChina SOEs Directed to Rein In Unauthorised Derivatives Trading
SOEs are directed to ensure their subsidiaries are qualified and properly approved to trade financial derivatives, and able to manage the associated risk.
May 7, 2021 -
115EuropeFCA Proposes Rule Changes to Encourage SPAC Listings
The FCA proposes to exempt SPACs that identify an acquisition target from being suspended, if they have certain investor protections in place.
May 4, 2021 -
167ChinaChina Consults on Expanded Scope of Futures Law
The revised draft expands the scope of the law to also cover "other derivatives", while also raising penalties for violations.
May 3, 2021 -
139Australia & NZAustralia Seeks Partners to Help Develop Carbon Exchange
Australia's Clean Energy Regulator is seeking a partner or partners to facilitate the emergence of an exchange-traded market for carbon offset units.
May 3, 2021 -
91EuropeCboe to Launch New European Venue for Equity Derivatives
Clients will benefit from having more choice, and lower friction pricing models will promote greater liquidity, says Morgan Stanley's David Russell.
May 2, 2021 -
282EnforcementSFC Set to Deploy Data Analytics in Broker Inspections
High volume brokers were asked in 2019 to adopt new data standards to enable more timely data submissions to regulators when requested.
April 30, 2021 -
189China
China Lawmakers Commence Review of New Futures Law
The law will stipulate rules for futures trading, settlement and delivery systems, establish investor protection mechanisms, and include netting provisions.
April 28, 2021 -
248AML / KYCTaiwan to Require Crypto Sector to Comply with AML Rules
Crypto exchanges and trading platforms will have to comply with AML requirements for conventional banks starting 1 July.
April 22, 2021 -
159AML / KYCThailand to Require UBO Transparency in Bond Markets
Non-residents who invest in debt securities in Thailand are required to open Segregated Securities Accounts with custodians at the UBO level.
April 14, 2021 -
143ChinaShenzhen Stock Exchange Merges Main, SME Boards
The merger will enable companies to better leverage the capital market for growth and improve overall efficiency, the SZSE said.
April 10, 2021
