All posts tagged "Trading"
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397EnforcementThird Individual Jailed in SGX Derivatives Spoofing Case
The former proprietary trading firm director furnished a false statement to SGX Derivatives Trading with the intent of deceiving it about trading activities in futures contracts.
November 29, 2019 -
383ChinaCSRC Formally Bars Manipulation of Futures Markets
The CSRC prohibits four types of futures trading manipulation, including false trading and activities intended to spread false information or create confusion among investors.
November 27, 2019 -
300China
CSRC Solicits Comments on Revised Rules for Futures Exchanges
The CSRC has revised its rules for futures exchanges to align with new developments, existing futures market practices, and international standards, as well as to improve front-line supervision.
November 20, 2019 -
355MalaysiaMalaysia Finalises Requirements for Electronic Trading Platforms
The new rules went into effect on 11 November and require that electronic trading platforms and networks obtain prior approval from the central bank before offering services in Malaysia.
November 13, 2019 -
236JapanTokyo Exchange Goes Live with Upgraded Trading System
The upgrade will reduce sudden stock price fluctuations, enable participants to more easily execute trades at closing prices, and stabilise system performance.
November 7, 2019 -
312China
CSRC to Boost Competitiveness of NEEQ, ChiNext Markets
The CSRC is speeding up its reform efforts for the NEEQ and ChiNext markets to ensure their competitiveness, and inclusiveness to small and innovative firms.
October 28, 2019 -
501EnforcementUBS Identifies ‘Inappropriate Spreads’ Charged to HK, SG Clients
UBS may have charged some wealth management clients booked in Hong Kong and Singapore ‘inappropriate spreads’ on debt securities transactions between 2008 and 2015.
October 24, 2019 -
605ChinaSingapore Banks Gain Access to China Interbank Bond Market
The PBOC will allow designated Singapore banks to offer trading and custody services for China’s bond market, starting with DBS.
October 18, 2019 -
523EnforcementTwo Singaporeans Jailed for Spoofing Derivatives Market
Two former directors of proprietary trading company Joerik Financial were jailed for fraud and dishonest conduct in relation to the trading of futures contracts.
October 8, 2019 -
451EuropeISDA Issues Guidance on Executing Trades on Recognised Venues
The guides describe how cross-border trading will work following the CFTC-MAS, CFTC-FSA and EC-MAS agreements on mutual recognition of derivatives trading venues.
September 23, 2019
