All posts tagged "Trading"
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309Capital RegulationFRTB – Ending or Evolving Trading Culture
FRTB will force banks to change their operating models, bringing them out of product and trading desk silos. Bank trading culture and the trading desk concept may need to evolve to accommodate a wider picture of risk taking.
May 28, 2018 -
243InternationalIOSCO Consults on Volatility Control Mechanisms
Consultation report include recommendations on monitoring, record-keeping, disclosures on trigger mechanisms and cross-jurisdictional communication for dual-listed securities.
March 9, 2018 -
291Asia-PacificSingapore, Malaysia Unveil Plans for Cross Border Stock Trading Link
Link to be operational by year-end; will enable cross-border trading, clearing, settlement of shares between SGX and Bursa Malaysia.
February 7, 2018 -
218IndiaIndia Overhauls Credit Rating Agency, Fund Sponsor Regulations
Securities regulator increases net worth requirement for agencies, requires separate legal entities for ‘non-core business’.
January 2, 2018 -
243Capital RegulationKorea to Ban Foreigners from Cryptocurrency Trading Accounts
Government has made abrupt about turn to legitimize cryptocurrencies by bringing them under greater regulatory purview.
December 18, 2017 -
1.2KAsia-PacificMiFID II: Everything European Banks Active in Asia Need to Know
Exploring key issues including the status of local subsidiaries, trading venue uncertainty, transaction reporting and more as the deadline looms.
December 7, 2017 -
241ChinaChina Introduces New Risk Management Rules for Exchange Members
New rules, which go into effect on 1 June next year, include restrictions on buy-in of securities companies, fund companies and other participants.
December 7, 2017 -
Securities & Trading
SGX to Revamp Securities Trading, Market Practice Rules
Proposed market practice rules would end requirement that senior managers pre-approve staff to trade so long as customer information is protected.
October 11, 2017 -
AML / KYC
AUSTRAC Warns on Fraud, Money Laundering via Stock, Derivatives Markets
Fraud, money laundering more prevalent than even insider trading or market manipulation, Centre suggests; only 40% of market participants filed suspicious matter reports over 2-year period.
July 13, 2017 -
China
CSRC Eyes Education to Halt Market Malpractice
June 19, 2017
