All posts tagged "Trading"
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384EnforcementTwo Singaporeans Jailed for Spoofing Derivatives Market
Two former directors of proprietary trading company Joerik Financial were jailed for fraud and dishonest conduct in relation to the trading of futures contracts.
October 8, 2019 -
405EuropeISDA Issues Guidance on Executing Trades on Recognised Venues
The guides describe how cross-border trading will work following the CFTC-MAS, CFTC-FSA and EC-MAS agreements on mutual recognition of derivatives trading venues.
September 23, 2019 -
334IndiaSEBI Extends Deadline for New Rules on Handling Client Securities
Following feedback from stock exchanges and market participants, SEBI has decided to extend the effective dates in a June circular by one month.
August 30, 2019 -
403ChinaChina to Accelerate Capital Market Reforms – Report
The CSRC said it has adapted its plan to accelerate the opening-up of the capital market from international best practices.
August 28, 2019 -
377Enforcement
SEBI Targets Insider Trading with Informant Reward Mechanism
Whistleblowers will be eligible for rewards up to $139,000 and, if culpable themselves, for amnesty or settlement with SEBI.
August 22, 2019 -
433Capital RegulationUS Regulators Approve Easing of Volcker Rule
Two of five US agencies have approved the Volcker Rule revamp, which aims to simplify its requirements and give banks more flexibility to trade.
August 21, 2019 -
489Big PictureGlobal Crypto Trading Should be Guided by IOSCO Principles: WFE
"Innovation which has the potential to present systemic risk or is allowed to operate in an unchecked or unregulated manner is detrimental to financial markets and investor interests."
August 3, 2019 -
568FeatureSFC Raises Standards for Data Submissions by Brokers
In-scope brokers are expected to implement system changes and make other arrangements needed for compliance with the new Data Standards by end-October 2020.
August 1, 2019 -
480China
CSRC Issues New Rules for China Offices of Foreign Exchanges
Representative offices of foreign exchanges have 12 months to register with the CSRC, and are prohibited from engaging in any profit-making activities in China.
July 31, 2019 -
515JapanJPX, TOCOM Finalise Merger Agreement to Create Integrated Bourse
TOCOM precious metals, agricultural and rubber products will be transferred to Osaka Exchange, a JPX subsidiary, creating an all-in-one bourse by July 2020.
July 31, 2019
