MAS identifies good industry practices used to guard against fraud, impersonation, and document tampering in a non-face-to-face setting.
February 15, 2022Technical skills and competencies have been set out for FIs to use to upskill finance professionals and build deeper talent pools for sustainable finance.
February 10, 2022HKEX and SZSE will conduct joint forums and workshops, and take part in reciprocal short-term training and secondment programmes for their employees.
January 13, 2022The amendments specify obligations to ensure policies, procedures and internal controls are in place to prevent risks associated with overseas remittances.
December 20, 2021Banks are "strongly encouraged" to adopt the ECF-Fintech as part of their overall efforts to support the professional development of employees.
December 6, 2021New skills maps have been launched as a resource for training providers and FIs to design family office-related training.
November 30, 2021Parliament has passed legislation enabling an ASIC panel to become the sole disciplinary body for financial advisers from January 2022.
October 26, 2021The HKMA will launch a new ECF on Fintech by year-end. It will incorporate a set of competency standards and training curriculum that apply to regtech practitioners.
October 26, 2021The regulations prescribe when ASIC must refer disciplinary matters to the single disciplinary body and which sanctions must be included on the Financial Advisers Register.
October 7, 2021In a new Spotlight Review, the FMSB outlines steps firms can take to promote equivalent conduct outcomes in a hybrid environment.
October 3, 2021