All posts tagged "training"
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967Fintech / RegtechSingapore Brokers Directed to Enhance Trade Surveillance Systems
MAS and SGX RegCo have released a practice guide outlining five guiding principles for brokers to use in the review and design of their trade surveillance programmes.
August 8, 2019 -
1.0KInternationalFMSB Issues Draft Good Practice Statements on Conflicts of Interest
The FICC Markets Standards Board provides new guidance to help market participants identify, prevent, manage and mitigate conflicts of interest.
June 21, 2019 -
974MalaysiaSC Malaysia Issues Guidelines on Business Continuity
The Securities Commission requires each capital market entity to have business continuity management arrangements as part of ensuring systemic resiliency of the capital market.
May 15, 2019 -
2.6KContributed ArticleFor Cybersecurity Best Practice, Look to the Finance Industry
Security expert Pieter Danhieux discusses how firms can improve culture, training programmes and coding practices, to help the financial industry maintain leadership in cybersecurity.
March 14, 2019
