All posts tagged "Transparency"
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141InternationalNew Guidance on Integrating Climate Change in Investment Process
CFA Institute says 75% of global C-level executives in the investment industry believe climate change is important, but only 40% incorporate it in their investment process.
September 29, 2020 -
143Securities & TradingTaiwan FSC Considers Changes to Capital Market Rules
The FSC is examining whether to encourage the development of Internet-only securities companies to cater to investors who are increasingly placing orders online.
September 29, 2020 -
931Feature
Taiwan FSC Outlines Plans for Capital Market Development
A 3-year roadmap to be unveiled by year-end includes plans to set up central clearing for OTC derivatives, and improve convenience and efficiency for foreign investors.
September 27, 2020 -
356EuropeEBA Seeks Input from Banks on ESG Risk Disclosure Practices
The survey will support the EBA’s policy work on Pillar 3 disclosure and its wider efforts to develop a robust policy framework in the area of sustainable finance.
September 24, 2020 -
1.2KContributed ArticleRiding the Tech Wave in a Volatile Derivatives Market
A surge in trading volumes has highlighted the need for brokerage firms to re-engineer their businesses for the future, writes John Omahen at FIS.
September 23, 2020 -
2.5KContributed ArticleWirecard: The Biggest FinTech Success and Failure Story of All Time
Wirecard will be a compliance and audit training reference point for years to come, says compliance expert Oonagh van den Berg, recounting the warning signs in the years-long lead up to its collapse.
September 18, 2020 -
168Big PictureMarkets Must Remain Open, Transparent if Volatility Returns: WFE
Under no circumstances should restrictions on trading be invoked because of increased volatility, the WFE says in a guidance note.
September 17, 2020 -
168Asia-PacificBOT Enhances Fair Service Rules for Banks, Asset Managers
Besides banks and their subsidiaries, the rules have been extended to cover also asset managers and nanofinance operators.
September 17, 2020 -
2.3KContributed ArticleData Governance: Avoid the Damage of Data Restriction
Everledger's Leanne Kemp and Refinitiv's Julia Walker set out the urgent case for cross-border data flow, including to channel finance to sustainable investments.
September 16, 2020 -
916Australia & NZASIC Defers New Fee Disclosure Obligations Two Years to 2022
Superannuation funds and managed investment scheme issuers will now have until September 2022 to comply with fee and cost disclosure requirements.
September 10, 2020
