All posts tagged "Transparency"
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35Australia & NZASIC Faces Pushback for Higher Financial Advice Levies
The FPA says the formula ASIC uses to estimate the industry funding levy for financial planners is not equitable or sustainable and must be reviewed immediately.
July 29, 2021 -
72MalaysiaBursa Malaysia Proposes Rule Changes to Enhance Board Quality
Bursa Malaysia proposes to limit the tenure of independent directors and require listed issues to have in place a fit and proper policy.
July 22, 2021 -
164Contributed ArticleThe Role of Technology in Managing Fragmentation in Markets
Technology is increasingly serving as a counterbalance to mitigate the impacts of regulatory-driven market fragmentation in APAC, writes Tradeweb's Jennifer Keser.
July 20, 2021 -
148FeatureMAS Launches ‘Veritas Challenge’ to Strengthen Trust in AI
MAS invites fintechs, solution providers and FIs to submit innovative solutions to help validate the fairness of AI solutions for selected banking use cases.
July 13, 2021 -
73Australia & NZAustralia Introduces Bill to Improve Financial Advice
FASEA's functions will transfer to the Treasury and ASIC. New disciplinary and registration systems for financial advisers will apply from January 2022.
July 1, 2021 -
236FeatureSFC Refreshes Disclosure Guidance for ESG Funds
From January, ESG funds will have to disclose how they attain their ESG focus, referencing the ESG criteria, measurement methodologies, and benchmarks used.
June 30, 2021 -
163InternationalIOSCO Set to Issue Regulatory Guidance on ESG Ratings
A report due to by published be mid-July will offer guidance to ESG service providers and ratings agencies and recommendations for regulators.
June 30, 2021 -
244AML / KYCNew FATF Report Sounds Alarm Over Environmental Crime
The report highlights the use of trade-based fraud and shell companies by criminals to launder proceeds from environmental crime.
June 29, 2021 -
244FeatureHKEX Names Firms Piloting New Stock Connect Settlement Platform
BNP Paribas, Citibank, CSOP Asset Management, Invesco, Northern Trust, State Street, Standard Chartered, BNY Mellon and HSBC will join the HKEX Synapse pilot.
June 29, 2021 -
195Feature
ISSB Climate Reporting Standard Could be Ready by July 2022
IOSCO publishes indicative timeline for development of global climate reporting standard, sets sights on ESG data and ratings providers.
June 29, 2021
