All posts tagged "Transparency"
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1.3KAML / KYCHolding the Line on Ultimate Beneficial Ownership
Financial institutions need to ensure that UBO information on customers is complete and accurate, but this is only half the battle, says Refinitiv’s Phillip Malcolm.
March 25, 2020 -
1.1KCapital Regulation25 Years Since Barings Collapse: What Has Changed?
Peter Guy explores whether regulation, compliance and financial technology have improved risk management in the 25 years since Barings Bank's spectacular crash.
March 10, 2020 -
417EuropeFCA Proposes ‘Comply or Explain’ Approach to Climate Disclosures
The FCA proposes to require companies with a UK premium listing to either make climate-related disclosures consistent with the TCFD recommendations, or explain their non-compliance.
March 8, 2020 -
457FeatureS. Korea Set to Introduce Trade Repository in October
Legislative revisions have been approved establishing statutory provisions for a trade repository, and penalties up to 100mn won for failures to report OTC derivatives transaction information.
March 3, 2020 -
335AML / KYCFinancial Secrecy Index Ranks Hong Kong, Singapore in Top Five
The Tax Justice Network has released its 2020 rankings of jurisdictions according to their secrecy and the scale of their offshore financial activities.
March 2, 2020 -
285FeatureBOJ Begins Publishing Securities Financing Transaction Data
The data is collected monthly from approximately 50 financial institutions with the largest SFT trading volume, including transactions with overseas counterparties and intra-group transactions.
March 2, 2020 -
357ChinaNew Securities Law Set to Take Effect in China
The new law, set to take effect on Sunday, establishes the legal basis for the adoption of a registration-based IPO system across the entire A-share market.
February 28, 2020 -
545EuropeEuropean Commission Launches MiFID II Review
The introduction of a consolidated tape and enhancements to investor protection are high priority items in the review.
February 20, 2020 -
208IndiaSEBI Forms Municipal Bonds Development Committee
The committee will advise on regulation to develop the primary and secondary markets for municipal bonds.
February 19, 2020 -
310Big PictureCCP12 Highlights Remaining Transparency Issues in OTC Derivatives
A new CCP12 paper highlights a lack of transparency in the amount of collateral posted in bilateral markets, which is needed to more accurately assess liquidity requirements and latent risks.
February 17, 2020
