All posts tagged "trustees"
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515Australia & NZASIC, APRA Granted New Intervention Powers
ASIC can intervene where financial and credit products put consumers at risk; APRA can intervene to prevent harm to superannuation members.
April 5, 2019 -
615Capital RegulationSFC Revised Code for Funds to Take Effect from January 2019
Amended 'Code on Unit Trusts and Mutual Funds' to take effect in January with 12-month transition period. Proposals on classification of derivatives funds have been revised.
December 7, 2018 -
278Asia-PacificCambodia Opens Applications for New CIS-Related Licences
Cambodia’s securities regulator has started accepting applications for licences for fund managers, distributors, administrators, trustees, among other CIS-related activities.
June 20, 2018 -
324Australia & NZAustralia Authorises New Financial Complaints Body
The Australian Financial Complaints Authority, going into operation on 1 November this year, will focus on complaints by consumers and small businesses against financial firms.
May 4, 2018
