All posts tagged "UBS"
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967Australia & NZCFTC Exempts BSE, NSE IFSC, NZX from FCM Registration
BSE, NSE IFSC, and NZX will be allowed to accept US customer funds directly for trading in futures and options contracts without having to register as futures commission merchants.
November 6, 2020 -
943FeatureMAS Announces Launch of Singapore Green Finance Centre
The SGFC is Singapore's first research institute dedicated to green finance research and talent development and is support by MAS and nine partner financial institutions.
October 14, 2020 -
552ChinaStanChart Seeks Regulatory Approval for China Securities Unit
The CSRC has accepted an application from Standard Chartered Hong Kong to set up a securities firm in the mainland.
October 13, 2020 -
1.2KFintech / RegtechISDA, Digital Asset Launch CDM Clearing Pilot Using DAML
Deploying the Common Domain Model for clearing using DAML will increase standardisation and operational efficiency across the entire clearing lifecycle.
October 7, 2020 -
861AML / KYCHong Kong Wealth Managers Scrutinise Clients for Political Links
Wealth managers are said to be screening comments made by clients and their associates in public, in the media, and in social media posts as far back as 2014 to determine their political stance.
July 22, 2020 -
476Hong KongHKMA, SFC Publish Final List of FSPs Under Clearing Obligation
The HKMA and SFC will remove one entity that no longer conducts OTC derivatives business as its institutional services are now being provided by BofA Securities Inc, a new FSP.
June 25, 2020 -
654Market InfrastructureBNY, Deutsche to Set Up FX Trading Infrastructure in Singapore
Seven major firms have already set up FX pricing and matching engines in Singapore, the result of a MAS initiative to lower routing latencies in the city-state.
June 9, 2020 -
707Market InfrastructureMEMX Sets Launch Date for New Equities Exchange
Platform testing will begin on 29 June, followed by member certification and user acceptance tests, ahead of a 4 September launch date.
June 2, 2020 -
499ChinaCredit Suisse Takes Control of China Securities JV
The CSRC granted Credit Suisse approval to raise its shareholding in the joint venture in April, from 33.3% to 51%.
June 2, 2020 -
633EnforcementHong Kong: Investors Seek Compensation for Failed IPOs – Report
The SFC has issued almost HK$1bn in penalties for IPO sponsor failures over 20 years. These proceeds have gone to the government, not investors.
May 11, 2020
