All posts tagged "underwriters"
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160EuropeFCA to Consult on Stronger Protections for SPAC Investors
The consultation will consider enhanced disclosure requirements, a minimum market cap and a redemption option for investors.
April 7, 2021 -
101ChinaPBOC Optimises Interbank Bond Market Circulation Mechanism
Bond registration, depository and clearing institutions will establish direct connections with the interbank bond market to enable electronic transmission of information.
April 7, 2021 -
187ChinaNAFMII Punishes Bond Underwriters Over SOE Default
The three banks failed to conduct proper due diligence and verify cash that appeared to be abnormally restricted when underwriting Yongcheng Coal’s bonds.
January 22, 2021 -
319China
China Unifies Disclosure Requirements for Corporate Bond Issuance
The rules apply to companies issuing enterprise debt financing instruments, corporate bonds and enterprise bonds, whether in the interbank market or on exchanges.
January 3, 2021 -
312ChinaChina Vows ‘Zero Tolerance’ for Bond Issuer Misconduct
The FSDC will strictly investigate any bond issuer suspected of fraudulent issuance, false disclosure, malicious transfers of assets, or misappropriation of funds.
November 24, 2020 -
642China
NAFMII Issues New Rules for Interbank Bond Market
The rules prohibit issuers from directly subscribing to their own bonds in the interbank market or buying them indirectly through affiliates or asset management products.
November 20, 2020 -
340FeatureFSC Korea to Enable Greater Retail Participation in IPOs
From next month, the retail allocation of IPOs shares will increase from 20% to 30%, and a fairer approach to allocations will be adopted.
November 20, 2020 -
719FeatureHKEX Proposes Revamp of Hong Kong IPO Settlement Process
Subject to market support and readiness, HKEX intends to launch a new platform called FINI in 2022 that will cut the IPO settlement process from T+5 to T+1.
November 17, 2020 -
881Asia-PacificSri Lanka SEC to Overhaul Capital Market Rules in Stages
"The market has evolved over the past ten years and technology has also raised the bar. There is a need to be in line with the times,” SEC Chairman Viraj Dayaratne told Regulation Asia.
October 13, 2020 -
1.4KFeatureSGX Completes Asia’s First Digital Syndicated Public Corporate Bond
SGX's vision is to fully digitalise the end-to-end corporate bond issuance and asset servicing process, according to senior managing director Lee Beng Hong.
September 1, 2020
