All posts tagged "Underwriting"
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383ChinaCBIRC Proposes New Rules on Consumer Rights Protection
The proposed rules prohibit misleading sales, compulsory product bundling, unreasonable charges, and "algorithmic discrimination".
May 23, 2022 -
362ChinaCSRC, SSE Warn Underwriters Against Overpricing IPOs: Report
The CSRC said underwriters need to improve their IPO pricing skills. The SSE is considering using IPO performance to assess underwriting quality.
April 29, 2022 -
374ChinaHSBC Raises Stake in China Securities Venture to 90pc
HSBC Qianhai Securities was set up in 2017 and primarily engages in securities underwriting, brokerage and investment advisory services
April 11, 2022 -
440TaiwanTaiwan FSC Identifies Failures by FIs to Rein In Real Estate Credit
Two banks and two bill finance companies have not been compliant with regulations aimed at limited credit flows to the real estate sector.
March 28, 2022 -
642Big PictureBCBS Expresses Concerns About Credit Risk Uncertainty
Supervisors are concerned that residual support measures may be masking true credit risk conditions in the banking sector, the BCBS says.
March 8, 2022 -
754FeatureHK SPAC Regime Threatened by Lack of D&O Insurance – Report
Few insurers in Hong Kong provide liability insurance for directors and officers of SPACs. Those that do charge premiums up to five times higher than for traditional IPOs.
February 17, 2022 -
469Securities / DerivativesTaiwan FSC Finalises Rule Relaxations for Investment Funds
Greater flexibility is provided for investments in IPO stocks, low-unrated and rated and unrated bonds, and CoCo and TLAC bonds.
January 10, 2022 -
1.4KFintech / RegtechBNM Proposes New Licensing Framework For Digital Insurers
Digital insurers and takaful operators should have a minimum paid-up capital of MYR 40 million during the foundational phase.
January 6, 2022 -
401FeatureSFC Finalises Conduct Rules for Bookbuilding, Placing Activities
New requirements on bookbuilding, pricing, allocation and placing activities will take effect in August 2022, the SFC said.
October 31, 2021 -
466Securities / Derivatives
Taiwan FSC to Relax Rules for Securities Investment Trust Funds
Greater flexibility is provided for securities investment trust funds to invest in IPO stocks, CoCo bonds and TLAC bonds.
October 13, 2021
