All posts tagged "Underwriting"
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413FeatureFSB Warns of Sharp Falls in Asset Prices from Climate Risk
Physical and transition risks could combine to increase destabilisation, the FSB says in a new report, citing “numerous sources of uncertainty”.
November 23, 2020 -
1.2KChinaChina Bond Default Shock Prompts NAFMII Underwriter Probe
Haitong Securities, Industrial Bank, China Everbright Bank, Zhongyuan Bank are suspected of violations, as recent defaults prompt concerns over the health of SOEs.
November 20, 2020 -
984AML / KYCGoldman Resolves Remaining 1MDB Charges for $2.9bn
Under the coordinated resolution, Goldman will pay $606mn in disgorgement and more than $2.3bn in penalties to authorities in the US, UK, Hong Kong and Singapore.
October 23, 2020 -
414FeatureKorea Considers Capping Margin Lending, Underwriting Fees
Interest rates on margin accounts vary between 4.5% and 9%; underwriting fees vary between 1% and 6% of the total value of the shares.
September 29, 2020 -
737ChinaDBS Approved to Establish Securities Joint Venture in China
DBS has become the eighth foreign financial institution to win approval to take majority ownership of a securities venture in China.
September 3, 2020 -
659Securities & TradingUS SEC Approves Rules to Allow Direct Listings on NYSE
Direct listings allow private companies to raise money without going through the high IPO underwriting fees charged by investment banks.
September 1, 2020 -
556ChinaCSRC Approves Daiwa for Majority Owned Securities Joint Venture
Daiwa will own 51% of the securities joint venture through which it will be seeking licences to provide brokerage, investment banking, and securities underwriting services.
September 1, 2020 -
746ChinaNAFMII Penalises Bank of Beijing with Underwriting Suspension
NAFMII says Bank of Beijing failed to perform due diligence and adequately monitor five bond issuances for Kangde Xin Composite Material Group, all of which defaulted in recent years.
July 21, 2020 -
472ChinaPBOC Finalises Rules on ‘Standardised Note’ Issuance
Standardised notes will be considered money market instruments, backed by commercial paper which generates cash flows for distribution to investors.
July 2, 2020 -
2.7KContributed ArticleA Detailed Look at MAS’ Environmental Risk Management Guidelines
Grace Chong at global law firm Simmons & Simmons JWS analyses the key points of MAS’ proposed Guidelines on Environmental Risk Management, and sets out the key practical steps to be taken.
June 29, 2020
