All posts tagged "Underwriting"
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241InternationalTCFD Scope 3 Review Supports Net-Zero Scrutiny
Comprehensive reporting on all corporate emissions essential for investors, regulators and policymakers working towards low-carbon economy, says GRI.
June 21, 2021 -
126Australia & NZASIC Enhances Capital Rules for Securities, Futures Firms
Securities market participants must hold core capital of at least A$500,000, up from A$100,000 currently required. One year is given for compliance.
June 18, 2021 -
338ChinaCSRC Approves Launch of Daiwa Securities Joint Venture
Daiwa Securities (China) Co will be able to provide brokerage and securities underwriting services. Operations will commence soon.
June 15, 2021 -
113ChinaCSRC Grants Securities License to DBS Joint Venture
DBS Securities China, 51 percent owned by DBS Bank, has official commenced business operations under a new securities licence.
June 10, 2021 -
96Market InfrastructureBiden Directs US Federal Agencies to Take Action on Climate
Under an executive order, a comprehensive government-wide strategy on climate-related financial risk shall be developed within 120 days.
May 25, 2021 -
313EnforcementSFC to Investigate, Punish Misconduct in ‘Problematic’ IPOs
In a joint statement with the stock exchange, the SFC says it will not hesitate to take enforcement action against intermediaries for IPO-related misconduct.
May 21, 2021 -
76Australia & NZAustralian Life Insurers Launch Professional Standards Framework
The framework was developed through collaboration between life insurers comprising 95 percent of the gross written premium in the retail life industry.
April 24, 2021 -
188Asia-PacificBSP Relaxes Reporting Requirements for Financial Institutions
The BSP is reducing reporting requirements related to the borrowings of directors, officers, stockholders and their related interests.
March 7, 2021 -
157IndiaSEBI Board Meeting: A Preview of Things to Come
SEBI has relaxed its minimum public offer requirements just days after revealing a number of new initiatives in its annual report.
February 21, 2021 -
268FeatureSFC Sets Out Conduct Standards Expected in Capital Raisings
The proposals establish the standards of conduct expected of intermediaries participating in bookbuilding, pricing, allocation and placing activities.
February 9, 2021
