The size of the award should incentivise whistleblowers to come forward about potential securities law violations, said the SEC's Gurbir Grewal.
May 8, 2023The paper introduces the concept of the "accountability stack", which presents a broad range of regulatory instruments and supervisory tools that target individual accountability.
March 9, 2023The investigation centres on suspected acts of corporate espionage, breach of trade secrets and violations of banking secrecy laws.
February 9, 2023A lack of engagement with key stakeholders and timing of greenwashing investigation among criticisms levelled at European Supervisory Authorities.
February 1, 2023The High Court found that the whistleblower did not act in good faith in a 2011 tip-off and ordered him to pay compensation to a director he accused of corrupt acts.
January 31, 2023The CBI said evidence shows that Ramkrishna engaged in a conspiracy with another executive, after she coerced NSE's HR department to hire him.
March 8, 2022The data unearthed evidence that Credit Suisse accounts were used by clients involved in torture, drug trafficking, money laundering, corruption and other serious crimes.
February 21, 2022Protecting whistleblowers' identities will be the FRC's highest priority. It will not share any personal information to outside parties unless it is "legally obliged to do so".
December 6, 2021The award is the largest whistleblower payout on record, and for the first time includes an amount based on sanctions collected by a foreign regulator.
October 25, 2021Refinitiv's Wendy De Cruz talks to Regulation Asia about new supply chain laws reshaping industries and the challenges FIs face in enhancing due diligence practices.
October 6, 2021