A lack of engagement with key stakeholders and timing of greenwashing investigation among criticisms levelled at European Supervisory Authorities.
February 1, 2023The High Court found that the whistleblower did not act in good faith in a 2011 tip-off and ordered him to pay compensation to a director he accused of corrupt acts.
January 31, 2023The CBI said evidence shows that Ramkrishna engaged in a conspiracy with another executive, after she coerced NSE's HR department to hire him.
March 8, 2022The data unearthed evidence that Credit Suisse accounts were used by clients involved in torture, drug trafficking, money laundering, corruption and other serious crimes.
February 21, 2022Protecting whistleblowers' identities will be the FRC's highest priority. It will not share any personal information to outside parties unless it is "legally obliged to do so".
December 6, 2021The award is the largest whistleblower payout on record, and for the first time includes an amount based on sanctions collected by a foreign regulator.
October 25, 2021Refinitiv's Wendy De Cruz talks to Regulation Asia about new supply chain laws reshaping industries and the challenges FIs face in enhancing due diligence practices.
October 6, 2021HDFC violated rules that prohibit banks from entering into any business unrelated to financial services.
June 3, 2021Auditing violations alleged by a whistleblower include improper conduct by certain Deloitte staff members in performing the audits of five companies in 2016 and 2017.
February 13, 2021SEBI says NSE failed to ensure fair and equitable access by trading members subscribing to its tick-by-tick data feed system.
February 12, 2021