Whistleblower reports can also be filed anonymously, to better protect reporters of unfair transactions and market misconduct.
January 31, 2024The firm's securities unit has been fined USD 18 million for disallowing clients from contacting the SEC.
January 17, 2024The new bureau will establish a supervision and inspection system equivalent to that of other financial institutions, the FSS said.
January 12, 2024The plan includes commitments to build a pathway towards a beneficial ownership register and improve protections for public sector whistleblowers.
December 19, 2023The FSC and FSS plan to freeze accounts suspected of unfair trading, and increase the increase rewards for reporting unfair trading.
September 26, 2023Australia has commenced consultations on draft legislation to strengthening the integrity of the tax system and increasing the power of regulators.
September 21, 2023The internal control analysis team is a response to multiple cases of misconduct by employees at BNK Kyongnam Bank.
August 24, 2023The CFTC says whistleblowers can receive awards for reporting fraud, manipulation, "ghost" carbon credits, and double counting in carbon markets.
June 23, 2023The size of the award should incentivise whistleblowers to come forward about potential securities law violations, said the SEC's Gurbir Grewal.
May 8, 2023The UK FCA has received 141 reports from insiders who raised concerns about their firms' AML controls in the past six years.
April 19, 2023