ASIC alleges coal producer TerraCom and its directors and officers breached the whistleblower protection regulations which came into force in July 2019.
March 5, 2023The guidance is intended to help entities improve their whistleblower handling arrangements and encourage speak up.
March 3, 2023Brokers will have to implement systems and controls that can detect fraud and market abuse in the stock market.
February 10, 2023The investigation centres on suspected acts of corporate espionage, breach of trade secrets and violations of banking secrecy laws.
February 9, 2023New guidelines require the use of biometric authentication systems to prevent password sharing among managers and employees.
January 18, 2023The amendments introduce fines up to TWD 50 million for market manipulation and the spreading of false information regarding housing prices.
January 17, 2023A SEBI official said many whistleblower complaints are frivolous, mischievous or aimed at settling personal scores.
December 12, 2022The CSRC also proposes to enable whistleblower reports to be submitted through its 12386 service platform.
December 2, 2022The changes will ease the burden on SMEs, enhance executive responsibility over accounting controls, and triple whistleblower rewards.
October 12, 2022ESMA says administrative measures, including enforcement, may be appropriate in cases where SFDR disclosures are misleading or do not match fund documentation.
June 4, 2022