All posts tagged "WINGS"
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393FeatureSFC Cites Conduct, Technology and Climate as Key Priorities
The SFC's latest annual report highlights work to enhance book building and placing practices, regulate fund trustees and custodians, and enhance climate disclosure for fund investors.
June 23, 2022 -
759Hong KongHKEX, SFC to Open HKIDR Testing to Market on 16 May
Regulated intermediaries are asked to get ready for the testing, which is mandatory. The HKIDR is expected to be implemented in the later part of Q4 2022.
April 27, 2022 -
466FeatureSFC Set to Launch Digital Licensing Platform on WINGS
New electronic licensing forms for licence applications, annual returns, notifications and regulatory filings are to be submitted through WINGS from 3 January.
December 15, 2021 -
550AML / KYCSFC Issues Technical Guidance for New Reporting Regime
A new paper introduces a pre-defined file format for OTCR submissions. Guidance on the new investor identification regime has also been released.
November 29, 2021 -
325Hong KongSFC Unveils New Electronic Licensing Functions On WINGS
The new online licensing platform marks an important milestone in the modernisation of the SFC's gatekeeping function, said chief executive Ashley Alder.
December 21, 2020 -
758Hong Kong
SFC, HKMA to Launch New Survey to Assess Product Selling Risks
The survey will help the SFC and HKMA identify risks associated with the selling activities of intermediaries and coordinate their responses to address areas of common concern.
December 10, 2019 -
852EnforcementHong Kong SFC Releases 2018-19 Annual Report
The SFC is working to introduce an investor identification regime for southbound Stock Connect trading in mid-2019, and considering adopting a market-wide circuit breaker mechanism.
June 24, 2019 -
1.2KHong Kong
Hong Kong SFC Launches New Online Submission Portal
All functions and submission services available on the existing SFC Online Portal will be migrated to the new platform in phases.
January 7, 2019
