UBS to Pay HK$600m in Fines and Compensation for Overcharging Clients

The SFC reprimanded and fined UBS for overcharging clients over a ten-year period, affecting 5,000 Hong Kong-managed client accounts in over 28,000 transactions.

To continue reading...

Get access to Regulation Asia

Regulation Asia delivers the latest news, research and analysis on regulation across banking and capital markets.

Enquire about a subscription today. Get in touch with one of our team or purchase a subscription by clicking below:

Enquire Subscribe

To discuss our subscription options
please email [email protected]

To Top