DTCC’s Val Wotton Discusses What You Need to Know About T+1 Settlement
Val Wotton, Managing Director and General Manager, Institutional Trade Processing, DTCC, discusses key considerations for firms in Asia to prepare for the move to T+1 settlement in the US. Open in new window
Published by Regulation Asia and DTCC on 16 October 2023
DTCC’s Chris Childs on APAC’s Derivatives Reporting Rule Rewrites
Chris Childs, Managing Director and Head of Repository & Derivatives Services at DTCC, discusses the top considerations for reporting rule rewrites for OTC derivatives in APAC. Open in new window
Published by Regulation Asia and DTCC on 8 September 2023
Droit CEO Brock Arnason Discusses Challenges of Reporting Rewrites
Brock Arnason, Founder and Chief Executive Officer at Droit, discussed the alignment between different derivatives reporting regimes, the challenges for firms needing to accommodate the new requirements, and best practice recommendations for reporting architecture. Open in new window
Published by Regulation Asia and Droit on 27 April 2023
Derivatives Will Help Drive Net Zero Transition: ISDA’s Scott O’Malia
ISDA CEO Scott O'Malia discusses global net zero objectives and how carbon markets and derivatives products can facilitate the transition. Open in new window
Published by Regulation Asia and ISDA on 24 April 2023
SupTech is Changing the Way Regulators Interact with Industry
Regnology’s Joanne Horgan and Raymond Hee talk to Regulation Asia about SupTech trends, implementation challenges, and how regulators are changing the way they work. Open in new window
Published by Regulation Asia and Regnology on 30 March 2023
Navigating The Perfect Storm of Regulatory Changes
Carl Hovland, Head of Client Services - Message Automation at Broadridge, discusses how firms can better prepare for the upcoming regulatory landscape, covering SEC rule 10C-1, recent APAC developments, and the new ISO 2022 standards. Open in new window
Published by Regulation Asia and Broadridge on 21 December 2022
A Closer Look at Singapore’s COSMIC Platform
Regulation Asia Co-founder Bradley Maclean sits down with Chee Kin Lam, Managing Director & Head, Legal, Compliance & Secretariat at DBS Bank, and Jamil Ahmed, Chief Compliance Officer at HSBC, to discuss COSMIC’s development and how it will help combat financial crime. Open in new window
Published by Regulation Asia on 20 May 2022
Operationalising Compliance for Wealth: Taking the Next Right Action
Regulation Asia co-founder Nick Wakefield sat down with Droit’s CEO Brock Arnason and Chief Commercial Officer Craig Butterworth to discuss how wealth managers are using automated intelligence and real-time decision-making to address complex regulatory requirements. Open in new window
Published by Regulation Asia and Droit on 24 March 2022
Ensuring Best Outcomes in AML Risk Management: Napier
Napier’s Luca Primerano, Greg Watson, and Robin Lee talk to Regulation Asia about efforts to automate and enhance financial crime risk management processes. Open in new window
Published by Regulation Asia and Napier on 5 October 2021
Harmonised Trade Reporting Rules Critical to Global Risk Monitoring: DTCC
DTCC’s Priya Kundamal talks to Regulation Asia about fragmentation in trade reporting requirements and what can be done to achieve greater harmonisation across jurisdictions. Open in new window
Published by Regulation Asia and DTCC on 4 September 2021
Minimising the UMR Compliance Burden by Embracing Automation
Elliott Gotkine sat down with Neil Murphy to discuss how prepared phase 5 and 6 firms are for compliance, the challenges that still remain, and how TriOptima is easing the burden through automation. Open in new window
Published by Regulation Asia and TriOptima on 15 April 2021
Simplifying Cross-border Compliance Through Machine Readable Rules
Elliott Gotkine sat down with Ralf Huber and Yvonne Ngai to discuss how Apiax transforms text-based documents into digital rules to help firms simplify the compliance burden in cross-border financial services. Open in new window
Published by Regulation Asia and Apiax on 7 April 2021
Meeting Regulatory Demands Through End-to-End Trade Reporting
Elliott Gotkine sat down with Struan Lloyd to discuss how IHS Markit’s Integrated Reporting platform stands out, recent initiatives to further develop the platform, and the key regulatory challenges in the trade reporting space. Open in new window
Published by Regulation Asia and IHS Markit on 1 March 2021
Video: Trade Reporting Compliance and Market Risk: An IHS Markit View
Regulation Asia's Co-founder Bradley Maclean sat down with IHS Markit’s Julian Chesser and Sage Patel to discuss the trade reporting and regulatory challenges the industry is expected to face in the year ahead. Open in new window
Published by Regulation Asia and IHS Markit on 20 November 2020
Libra Missteps, CBDC Opportunities, Digital Yuan: Douglas Arner
In this video, Regulation Asia Co-founder Bradley Maclean sits down with one of the paper’s authors, Douglas Arner, Kerry Holdings Professor in Law, University of Hong Kong, to explore the role technology plays in improving the effectiveness of money and payment systems around the world. Open in new window
Published by Regulation Asia on 19 June 2020
SGX RegCo’s Community-based Approach to Market Regulation
Regulation Asia Co-founder Brad Maclean sat down with Boon Gin Tan, Chief Executive Officer at SGX RegCo, to discuss how the exchange is adapting its regulatory approach to preserve trust and integrity in the capital markets. Open in new window
Published by Regulation Asia and SGX on 27 February 2020
Asia Works to Harmonise Derivatives Reporting: A DTCC View
Regulation Asia sat down with DTCC's Oliver Williams to discuss the challenges, risk factors, and opportunities in the OTC derivatives reporting space for 2020. Open in new window
Published by Regulation Asia and DTCC on 24 February 2020
Addressing Data Quality Challenges in Regulatory Reporting
Regulation Asia sat down with Ian Rennie, Managing Director at Kaizen Reporting, to understand how testing reduces costs, improves quality and increases confidence in regulatory reporting. Open in new window
Published by Regulation Asia and Kaizen Reporting on 20 January 2020
etecting True Risk With Holistic Surveillance: Nice Actimize
Regulation Asia Co-founder and CEO Brad Maclean sat down with Jerome Lambert, Asia Pacific Director at Nice Actimize, to understand how a holistic approach has improved surveillance capabilities and reduced the burden on compliance analysts. Open in new window
Published by Regulation Asia and Nice Actimize on 15 January 2020
Understanding MAS’ IAC Guidelines with Herbert Smith Freehills
Regulation Asia sat down with Natalie Curtis, Partner and Regulatory Practice Lead at Herbert Smith Freehills, to understand MAS' new framework on individual accountability and conduct, ahead of its formal introduction expected in early 2020. Open in new window
Published by Regulation Asia and Herbert Smith Freehills on 13 January 2020
AI & Machine Learning in Asia: A SmartStream Perspective
Regulation Asia Co-founder and CEO Brad Maclean sat down with Andreas Burner, Chief Innovation Officer at SmartStream Technologies, to understand the different approaches to adopting AI/ML tools, and how centralising data is key to generating analytics and predictions. Open in new window
Published by Regulation Asia and SmartStream on 11 December 2019
Digital Payments in Asia: A SmartStream Perspective
Regulation Asia Co-founder and CEO Brad Maclean sat down with Haytham Kaddoura, CEO, and Mark Taylor, Global Head of Sales, at SmartStream Technologies to understand the latest developments in digital payments and how firms can stay ahead. Open in new window
Published by Regulation Asia and SmartStream on 5 December 2019
Trade Reporting in Asia: A Perspective from DTCC – Part 2
In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to talk about how trade reporting regulation has evolved in Asia, and what to expect next. Open in new window
Published by Regulation Asia and DTCC on 21 August 2019
Trade Reporting in Asia: A Perspective from DTCC – Part 1
In this video, Regulation Asia’s Garima Chitkara sat down with Oliver Williams, Head of DTCC Data Repository (Singapore) Pte Ltd, to discuss how trade reporting has changed, how technology has helped firms to adapt, and what they should be doing to stay compliant. Open in new window
Published by Regulation Asia and DTCC on 7 August 2019
What Global Sanctions Compliance Means for Asia
In recent years, sanctions have become a much more common tool for countries to put pressure on foreign governments. The rapidly evolving sanctions regimes of OFAC, the UN, the EU, and Asian jurisdictions such as Hong Kong, Singapore and Japan have made global compliance much more complex. Moreover, sanctioned countries and beneficial owners have become less and less visible, as they hide behind complex business structures. Open in new window
Published by Regulation Asia on 7 May 2019
Contact
Please contact Nick Wakefield on [email protected] for more information about our video content.