
Regulation Asia relies on a team of journalists, writers and editors to cover regulatory announcements across Asia Pacific. editorial@regulationasia.com

PEPs & Sanctions
UK Secures $5.2m Recovery in China-Linked Sanctions Evasion Case
04/09/2026
An agricultural trading company has forfeited USD 5.2 million in a UK civil probe that uncovered links to US-sanctioned entities and the use of EMIs and crypto.

AI Risk & Governance
Laos Signs Deal for Digital Platform to Overhaul Investment Approvals
04/09/2026
The new ‘Invest in Laos Platform’ will use a centralised database and AI to streamline procedures, tackle delays, and boost investor confidence.

Structural Regulation
Korea to Publicly Flag Deficient IPO and Rights Issue Filings
04/09/2026
New two-tiered review system will penalise issuers for inadequate corrections while fast-tracking well-prepared securities filings.

Credit Risk
Korea Introduces New Credit Assessment Framework For SMEs
04/09/2026
Regulators are pushing lenders to adopt new credit models, spurring partnerships between banks and fintechs to serve financially excluded businesses.

Trading & Investment
Bangladesh Sets January 2028 Target for Derivatives Market Launch
04/09/2026
BSEC has approved the Dhaka Stock Exchange's roadmap for introducing financial derivatives, starting with index futures, by early 2028.

Fraud, Scams & Cybercrime
Japan to Deploy AI in Fight Against Investment Fraud
04/09/2026
The Consumer Affairs Agency will use generative AI to analyse consumer complaints, aiming for earlier detection of fraudulent schemes and faster intervention.

Anti-Bribery & Corruption
Hong Kong Mandates New Integrity Standards for Government IT Systems
04/09/2026
Government bodies must assess compliance against the new anti-corruption standards when applying for funding for computer systems.

Trading & Investment
IDX and Alpaca to Develop Cross-Border Trading Framework
04/09/2026
The partnership will explore a framework to enable local brokers to offer overseas securities and open the domestic market to foreign participants.

Alternative Markets
South Korean Brokerages to Invest KRW 1tn in Venture Secondaries
03/09/2026
The initiative, led by the KOFIA, aims to diversify the venture exit market beyond its heavy reliance on IPOs.

Structural Regulation
PwC International to Face Trial for Evergrande Audit Failures
03/09/2026
HK court ruling paves the way for a trial to examine PwC’s responsibility for alleged audit failures by its Hong Kong and mainland China member firms.
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