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Fintech / Regtech

Artificial Intelligence Holds “Immense Potential” for Risk Management – MAS

Featured Stories

38

Enforcement
European Commission Fines Five Banks Involved in FX Trading Cartel
May 20, 2019
Individual traders at Citigroup, Barclays, RBS, JP Morgan and MUFG exchanged sensitive information and coordinated spot FX trading strategies through online chatrooms.
217

Enforcement
Hong Kong ICAC Files Charges Against Former Convoy Director
May 18, 2019
Charges were laid against Cho Kwai Chee, a former director of Convoy Global Holdings, one of the companies said to be at the centre of the so-called 'enigma network'.
355

Enforcement
SFC Warns Brokers, Traders on Client Facilitation Conduct
May 17, 2019
The SFC has found brokers that are failing to comply with the expected standards on client facilitation, and plans to take action against both individuals and firms.
329

Europe
Hong Kong, Netherlands Agree Mutual Recognition of Funds
May 16, 2019
Hong Kong and Dutch regulators have set out a framework for the exchange of information and mutual recognition of funds registered in both jurisdictions.

Latest News

Europe
European Commission Fines Five Banks Involved in FX Trading Cartel
May 20, 2019
India
NBFCs Must Appoint Chief Risk Officer – RBI
May 20, 2019
Hong Kong
Hong Kong ICAC Files Charges Against Former Convoy Director
May 18, 2019
Market Infrastructure
Nasdaq Launches Global ESG Reporting Guide
May 17, 2019
Market Infrastructure
Japanese Firms Ally in Support of Climate Risk Transparency
May 17, 2019
India
NSE India Fines 250 Listed Companies
May 17, 2019
Korea
FSC Korea Fines Four Brokers for False Name Accounts
May 17, 2019
Market Infrastructure
India to Quadruple Digital Transactions in Three Years – RBI
May 17, 2019
Enforcement
SFC Warns Brokers, Traders on Client Facilitation Conduct
May 17, 2019
Fintech / Regtech
Korea Delays Basel III for New Online-Only Banks
May 17, 2019

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Commentary

The Need for a Cross-Sector & Cross-Jurisdictional AML Regime
Claus Christensen, Know Your Customer Ltd May 16, 2019
Banks Need to Be More Agile to Remain Competitive
Salomon Wettstein, Synpulse May 10, 2019
Open Banking Security Risks May Open Pandora’s Box
Peter Lancos, Exate Technology May 9, 2019

More Commentary

The Big PIcture

1.2K

Big Picture
Financial Sector Cyber Resilience Relies on Global Cooperation – FSB
May 12, 2019
Successful cooperation on cyber security will enhance financial sector resilience and prevent fragmentation, said the FSB's secretary general Dietrich Domanski in speech to the G7.
1.1K

Australia & NZ
Technology Driven Changes Afoot in the Australian Banking Sector
May 7, 2019
Open banking, digital banking, cloud-based infrastructure and RegTech are the key drivers of technology-led change in the Australian banking sector, according to S&P Global Ratings.
526

Big Picture
FIs Need to Automate to Meet Tax Reporting Obligations – Report
May 6, 2019
As tax reporting requirements grow increasingly complex, automation is making compliance cheaper, quicker and more efficient, says a new report from Regulation Asia and BearingPoint.

More Big Picture Articles

Enforcement

38

Enforcement
European Commission Fines Five Banks Involved in FX Trading Cartel
May 20, 2019
Individual traders at Citigroup, Barclays, RBS, JP Morgan and MUFG exchanged sensitive information and coordinated spot FX trading strategies through online chatrooms.
217

Enforcement
Hong Kong ICAC Files Charges Against Former Convoy Director
May 18, 2019
Charges were laid against Cho Kwai Chee, a former director of Convoy Global Holdings, one of the companies said to be at the centre of the so-called 'enigma network'.
186

Enforcement
NSE India Fines 250 Listed Companies
May 17, 2019
India’s National Stock Exchange has fined 250 firms for non-compliance with its listing obligations and disclosure requirements.
230

AML / KYC
FSC Korea Fines Four Brokers for False Name Accounts
May 17, 2019
South Korea's FSC has fined four local brokerages for holding accounts belonging to Samsung Group chairman Lee Kun-hee under other people's names.
355

Enforcement
SFC Warns Brokers, Traders on Client Facilitation Conduct
May 17, 2019
The SFC has found brokers that are failing to comply with the expected standards on client facilitation, and plans to take action against both individuals and firms.
237

Australia & NZ
ASIC Raises Bar for Complaints Handling at Financial Firms
May 16, 2019
The proposals raise internal dispute resolution standards at financial firms, and introduce mandatory data reporting to help make complaints handling performance more transparent.

More Enforcement News

Fintech / Regtech

284

Capital Regulation
Korea Delays Basel III for New Online-Only Banks
May 17, 2019
Only Basel I rules will apply for the first three years after launch. Basel III will be phased in from the fourth year onwards, including NSFR and the leverage ratio.
211

Fintech / Regtech
Koscom to Open Robo-Advisory Testbed from 3 June
May 17, 2019
Robo-advisory services will have to undergo testing and verification before they can be used to directly manage funds and entrusted assets under new enabling FSC regulations.
327

AML / KYC
Artificial Intelligence Holds “Immense Potential” for Risk Management – MAS
May 16, 2019
MAS is using artificial intelligence tools for risk detection and market surveillance, while also working to strengthen protections against cyber risk, data breaches and AI-based discrimination.
519

Fintech / Regtech
S. Korea Accepts Eight More Fintech Sandbox Participants
May 16, 2019
The FSC has approved eight more fintech services for the regulatory sandbox, bringing the total number of approved companies to 26.
613

Asia-Pacific
Hong Kong, Thailand Central Banks Sign Fintech Collaboration Agreement
May 15, 2019
HKMA and BOT have agreed to collaborate on fintech innovation, including through a joint research project on the development of a central bank digital currency.
335

Fintech / Regtech
SEBI Directs Mutual Funds to Report on AI, ML Use
May 10, 2019
Mutual funds will have to report on their use of AI and ML to facilitate investing, trading, dissemination of investment strategies and advice, compliance, operations and other activities.

More Fintech / Regtech

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