Regulation Asia

SFC Fund Manager Code of Conduct – Five Steps to Compliance

MUFG Brokerage Unit Primary Dealer Status Suspended

Thailand to Expand Collateral Allowed for Margin Trading

ISDA Consults on Fallback Benchmarks for Discontinued IBORs

Japan’s Higashi-Nippon Bank Under Fire for Lending Misconduct

China Blocks Southbound Access to Dual-Class Stocks

Shanghai Bourse Studies Use of DLT for Securities Markets

SEBI Blocks Cash Payments To Stock Brokers

ESMA Seeks Extension of Intragroup Clearing Exemption

SGX to Roll Out Central Clearing for Bilateral OTC FX Derivatives