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Tackling the MiFID 2 Data Deluge in APAC

Featured Stories

129

Capital Regulation
China’s Systemic Risk Crusade Threatens Overseas Investments
July 24, 2017
The campaign against systemic risk could turn into a political purge that undermines regulatory development.
326

Asia-Pacific
Fintech in APAC – The Virtuous Circle
June 28, 2017
How regulatory and financial institutions are bringing the fintech ecosystem together.
259

Asia-Pacific
APAC Implementation of IFRS 9 – A Work in Progress
June 16, 2017
Domestic institutions in Asia have a long road ahead to meet the January 2018 deadline, survey finds.
147

Australia & NZ
ASIC Eyes Regtech Expansion
May 29, 2017
Securities watchdog looks to bring more regulation and compliance technology into innovation hub, sandbox.

Latest News

AML / KYC
US ICO Ruling Opens ‘Can of Worms’ for Asia
July 27, 2017
Capital Regulation
HK Fund Dealing Desks Win OTC Capital Requirements Reduction
July 27, 2017
Australia & NZ
ASIC Chief Sets out Firms’ Conduct Failings
July 27, 2017
AML / KYC
China CRS Less Burdensome than Expected
July 27, 2017
Asia-Pacific
Vietnam Regulator Cleans Up Markets in Advance of Derivatives Regime
July 26, 2017
Asia-Pacific
AFCA Eyes Stronger Capital Markets, Better Risk Management at Asian Banks
July 26, 2017
Capital Regulation
MAS Issues Capital Adequacy Consultation
July 26, 2017
AML / KYC
Singapore Regtechs Innovate New KYC Methods
July 24, 2017
China
Regulatory Support Behind Fintech’s Rise – EY
July 24, 2017
Japan
Japanese Brokers Face Scrutiny of Information Controls
July 24, 2017

More Latest News

Contributors

IFRS 9 – Chaos in Safety
Peter Guy July 17, 2017
Bringing International Regulatory Disputes Out from the Shadows
JP Reimann July 6, 2017
Fintech Innovation vs. Regulation
Peter Guy July 3, 2017

The Big PIcture

1.0K

Asia-Pacific
The Big Picture – Talking Trading Surveillance with Nasdaq’s Ulf Carlsson
July 13, 2017
Regulation Asia discusses the latest trends in regulatory scrutiny of capital markets with Ulf Carlsson, general manager at Nasdaq in Hong Kong.
141

Big Picture
The Big Picture – Jenny Knott, NEX Optimisation CEO
January 5, 2017
Chief executive of newly formed firm discusses pressing problems and potential solutions.
58

Big Picture
The Big Picture – Indian Regulatory Outlook
December 8, 2016
Highlights from Regulation Asia’s 2016 India Roundtable with ICCL, Stockholding, EY and PIVOT.

Enforcements

Australia & NZ
ASIC Chief Sets out Firms’ Conduct Failings
July 27, 2017
Chairman Greg Medcraft suggests firms aren’t linking conduct to other areas of risk; message might not be getting through to […]
AML / KYC
Singapore Banker Gets 2nd Conviction for 1MDB-related Offences
July 13, 2017
Former wealth manager at shuttered Singapore office of Swiss bank BSI to serve further two years for money laundering after witness tampering sentence ends.
Capital Regulation
Bank Risks Under Control, Market Supervision to Intensify – China Regulators
July 13, 2017
Senior banking regulator suggests number of illegal fundraisings has declined sharply; counterpart at CSRC says to continue crackdown on market malfeasance.
Enforcement
Australia Launches Bank Management Accountability Consultation
July 13, 2017
BEAR - Banking Executive Accountability Regime - would allow regulator to more easily ban directors and senior managers; influence remuneration policies.
Enforcement
China Regulators Target ‘Rat’ Traders
July 10, 2017
Ministry of Public Security says it has uncovered 80 cases of the form of insider trading since 2014. CSRC to use big data as it continues crackdown.

Regtech Updates

AML / KYC
US ICO Ruling Opens ‘Can of Worms’ for Asia
July 27, 2017
Securities and Exchange Commission’s decision to define ICOs as securities adds to uncertainty around regulatory treatment of the virtual economy. […]
AML / KYC
Singapore Regtechs Innovate New KYC Methods
July 24, 2017
Regtech firms Silent Eight and Black Swan technologies emerge from OCBC’s Open Vault to cut KYC processes from up to […]
China
Regulatory Support Behind Fintech’s Rise – EY
July 24, 2017
Asia Pacific countries lead adoption as sector gains traction, backed by due to greater support, and affirmation, from regulators and […]
1.0K

Asia-Pacific
The Big Picture – Talking Trading Surveillance with Nasdaq’s Ulf Carlsson
July 13, 2017
Regulation Asia discusses the latest trends in regulatory scrutiny of capital markets with Ulf Carlsson, general manager at Nasdaq in Hong Kong.
Australia & NZ
Fintech Innovation vs. Regulation
July 3, 2017
Hong Kong needs to beware as Australia and Singapore regulators issue game-changing initiatives.

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