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Featured
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US Warns Foreign Banks Against Facilitating Sanctions Evasion

Featured Stories

183

Enforcement
Allianz to Pay $6bn to Settle Investor Fraud Cases
May 18, 2022
Allianz Global Investors admitted that it violated the federal securities laws, and is disqualified from providing advisory services to US funds for ten years.
191

Feature
Tokyo Bourse to Pilot Carbon Market in September
May 18, 2022
The TSE has been commissioned to develop Japan's first carbon credits market. Full-scale operations will be launched in FY2023-2024.
209

Feature
South Korea to Enact ‘Digital Assets Basic Act’ in 2023
May 18, 2022
More banks will be able to offer services to crypto investors. The Bank of Korea Act will be revised to allow CBDC introduction.
333

Feature
Singapore Launches ESG Registry Under Project Greenprint
May 18, 2022
STACS says the registry will provide financial institutions, corporates, and regulators access to quality ESG certifications and data.

Latest News

Taiwan
TDCC to Operate Centralised Clearing Platform for Funds
May 18, 2022
China
China Issues New Guidelines on Accounting Firm Inspections
May 18, 2022
Japan
Nomura to Establish New Subsidiary Dedicated to Digital Assets
May 18, 2022
Uncategorised
Korea Regulators Probe Crypto Industry Over Terra Collapse
May 18, 2022
India
NSE Launches First SGX Connect Product at GIFT City
May 18, 2022
Enforcement
Allianz to Pay $6bn to Settle Investor Fraud Cases
May 18, 2022
Japan
Tokyo Bourse to Pilot Carbon Market in September
May 18, 2022
United States
US Investment Banks Pause Work on New SPAC Deals
May 18, 2022
AML / KYC
US Treasury Outlines Plans to Combat Illicit Finance
May 18, 2022
Korea
South Korea to Enact ‘Digital Assets Basic Act’ in 2023
May 18, 2022

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Commentary

The EU’s MiCA Races to Create a Regulatory Superhighway
Ari Redbord, TRM Labs May 12, 2022
ASIC to Issue Derivatives Reporting Consultation Soon
Manesh Samtani, Regulation Asia May 11, 2022
Technology and Regulations Clash: Apple Vs EU Antitrust Law
Peter Guy, Regulation Asia May 5, 2022

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Partner Content

11

Improving Outcomes with Entity-Centric AML

April 29, 2022 NICE Actimize
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Conduct and Compliance: A Collective Approach to Ethics and Accountability

March 1, 2022 MyComplianceOffice
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Navigate Asian Economic and Credit Trends with Moody’s Analytics

April 5, 2022 Moody's Analytics

The Big PIcture

224

Big Picture
Near-term Economic Climate Change Impacts “Harder to Ignore”
May 17, 2022
New report says the near-term impacts of climate change are becoming ever harder for financial institutions to ignore.
381

Big Picture
Bank Culture Regarded as Critical Governance Priority: Report
May 16, 2022
Financial regulators are prioritising psychological safety, ‘speak up’ culture, and the ability to “predict and prevent” stakeholder harm, says a report from Starling.
500

AML / KYC
Countries Should Ensure Capital Controls Cover Crypto: IMF
May 13, 2022
A new IMF paper calls on policymakers to preserve the effectiveness of capital controls by clarifying the legal status of crypto assets.

More Big Picture Articles

Enforcement

183

Enforcement
Allianz to Pay $6bn to Settle Investor Fraud Cases
May 18, 2022
Allianz Global Investors admitted that it violated the federal securities laws, and is disqualified from providing advisory services to US funds for ten years.
224

AML / KYC
NSW Ministers Working on New AML Laws – Report
May 17, 2022
The NSW attorney general and police minister are working on new laws to tackle unexplained wealth and organised crime.
386

AML / KYC
HK Police Arrest 17 for Using Virtual Banks to Launder Money
May 17, 2022
The syndicate members processed the funds through more than 20 online bank accounts since 2021, police said.
333

AML / KYC
Myanmar Govt Charges Ex-Central Bank Official with Corruption
May 17, 2022
Former CBM deputy governor U Bo Bo Nge is being charged by the military government on allegations that caused losses to the government.
262

Australia & NZ
APRA Orders Super Trustee to Improve Governance
May 16, 2022
APRA said the direction was necessary to ensure NESS Super Pty Ltd expedites the appointment of an additional independent director.
393

Enforcement
MAS Imposes S$100,000 Civil Penalty for False Trading
May 13, 2022
A woman pledged shares for margin purposes, then bought more near the close to artificially raise their closing prices and increase the value of her collateral.

More Enforcement News

Fintech / Regtech

108

Fintech / Regtech
Nomura to Establish New Subsidiary Dedicated to Digital Assets
May 18, 2022
The new subsidiary will combine digital asset services under a single entity that will have about 100 staff by end-2024.
386

AML / KYC
HK Police Arrest 17 for Using Virtual Banks to Launder Money
May 17, 2022
The syndicate members processed the funds through more than 20 online bank accounts since 2021, police said.
344

Fintech / Regtech
FASB Commences Review of Accounting Rules for Digital Assets
May 17, 2022
Crypto industry participants as well as ISDA are calling for the FASB to allow digital assets to be recorded on financial statements at fair value.
367

Fintech / Regtech
India’s NSDL Launches Blockchain Platform for NCD Market
May 16, 2022
The new platform will record NCD creation, continuously monitor covenants and asset cover, and track credit ratings.
437

AML / KYC
ISDA AGM Highlights Global Scrutiny of Crypto Sector
May 14, 2022
Senior officials from the FSB, Basel Committee, US SEC, and CFTC spoke at ISDA's AGM about the need for more regulation in the crypto sector.
542

Australia & NZ
CBOE Australia Commences Trading in First Three Crypto ETFs
May 13, 2022
Cosmos launched a feeder ETF offering indirect bitcoin exposure. 21Shares and ETF Securities launched a bitcoin ETF and an ether ETF, offering direct exposure.

More Fintech / Regtech

Regulation Asia tracks and analyses financial regulation across Asia to keep readers informed on the changes and their impacts.

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