Posts By Editors, Regulation Asia
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China
CCDI Criticises PBOC, Regulators, Exchanges
Regulatory bodies look set for deeper investigation in the Lunar New Year.
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China
Tip of the Iceberg? – Ezubao and China P2P
Ponzi scheme revelations cast shadow over China's P2P lending sector.
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Europe
Debunking the Myths About AIFMD Depositary Requirements
Concerns about this element of the Alternative Investment Fund Managers Directive have proved unfounded, says Augentius’s Ian Kelly.
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Japan
How Regulation is Accelerating Use of E-trading
Moves to reduce systemic risk and increase transparency in OTC derivatives support technological innovation.
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International
FATF Issues AML/CFT Guidance
Financial Action Task Force guidance focuses on ‘main outcomes’ in tackling money laundering, terrorist financing.
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Securities & Trading
Leading Banks Join Fenergo in Addressing Industry Challenges
Complexity of multi-jurisdictional entity data is presenting financial institutions with inconsistencies between international and local rules and restrictions.
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Korea
S. Korea’s FSS to Encourage Financial Institutions to Take Active Part in Corporate Restructuring
Country’s top financial regulator expected to push forward plan to restructure corporations in poor financial health this year.
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Australia & NZ
Australia’s Big Four Banks Face Grilling on Bad Debts, Margins
Expected move follows market leading rate increases in July and August amid regulatory scrutiny of high profitability.
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India
SEBI Open to Changing ETF Norms: Sinha
Head of Indian regulator says willing to consult with market participants and experts.
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Australia & NZ
ASIC Publishes Results of New Reviews of HFT and Dark Liquidity
ASIC releases report examining the impact of high-frequency trading on Australian equity and futures markets and dark liquidity on Australian equity markets.
