Posts By Editors, Regulation Asia
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563InternationalFMSB Reports Progress in Enhancing Market Conduct Standards
The FICC Markets Standards Board, in its 2018 annual report, highlighted key achievements to enhance standards of behaviour in wholesale FICC markets.
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1.1KAsia-PacificACMF Advances Efforts on Sustainable Finance, Regional Connectivity
The ASEAN Capital Markets Forum has endorsed a roadmap for promoting sustainable investment and launched a framework for cross-border publication of research.
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642Capital RegulationRBI Asks Banks to Boost Monitoring of End Use of Loan Funds
Following a string of penalties against banks last month, the RBI has asked banks to improve their monitoring of the origin and end use of loan funds.
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469Australia & NZAFCA Consults on Expanded Remit to Cover Legacy Complaints
The consultation follows the government's recent expansion of AFCA’s remit allowing it to handle legacy complaints dating back to 1 January 2008.
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488EuropeUPDATED – Bank of England Grants Recognition to Indian Clearing Corporations
The Metropolitan Clearing Corporation of India is the first Indian clearing corporation to receive recognition from under the UK's temporary recognition regime.
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446ChinaShanghai’s New High-Tech Board Starts Receiving IPO Applications
Eleven firms have so far announced plans to list on the new board, six of which are already traded on OTC markets or other exchanges.
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987FeatureSFC Extends Compliance Deadline for New Rules on Complex Products
The SFC has extended the deadline for compliance with new rules requiring firms to ensure client suitability when selling complex products by two months.
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387ChinaChina Liberalises Cross-border Capital Flows for Multinational Firms
The new regulations simplify the registration process for multinational firms borrowing from and lending overseas to make it easier for them to manage cross-border capital flows.
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483IndiaNSE-SGX Final Arbitration Decision Deferred to December 2020
The deferment means Singapore Exchange will be able to continue offering SGX Nifty products until a long term solution is agreed.
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498Capital RegulationPoorly Performing Japanese Banks to Face Added FSA Pressure
The FSA plans to stress test Japanese regional banks by mid-year and issue business improvement orders and possible restrictions on poorly performing banks.
