Posts By Editors, Regulation Asia
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378Asia-PacificBursa Malaysia Enhances Collective Investment Rules
Unit holder protections, corporate governance, disclosure quality to be enhanced; applicable to REITs, ETFs, closed-end funds.
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376InternationalIOSCO Issues Corporate Bond Transparency Recommendations
Better access to information will aid regulator functions, enhance cross-border information sharing, enable better informed investment decisions, boost market liquidity.
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330Australia & NZASIC Updates Client Money Guidance as New Restrictions Take Effect
Licensees may not use OTC derivative client money for own obligations, working capital; new reporting requirements to increase transparency on client money use.
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401KoreaFSS Confirms Former Chief’s Role in Hana Bank Hiring Scandal
Hana Financial Group chairman and KEB Hana Bank president also tied to illegal hiring of 32 employees in 2013.
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324Australia & NZExecutive Remuneration Practices Need Improvement – APRA
APRA review of executive remuneration frameworks at twelve financial institutions found remuneration structures do not encourage behaviour focused on risk management or long-term financial soundness.
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352ChinaChina Launches Crackdown on Unlicensed Online Asset Managers
Chinese authorities step up focus on the online asset management industry to clean up unlicensed firms.
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369Asia-PacificPhilippines to Strengthen Supervision Through Regtech
BSP to adopt regtech solutions including API for electronic data submissions by FIs, chatbot for complaints to the regulator.
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428ChinaForeign Hedge Funds Regain Access to Chinese Investors
FT reports a revival of QDLP programme, allowing wealthier Chinese to invest in foreign-focused private equity and hedge funds.
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486Fintech / RegtechMAS Guidance on AI, Data Analytics In The Works
Key financial industry stakeholders to co-create guide setting out key principles, best practices to strengthen governance, reduce data misuse risks.
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461Capital RegulationBCBS Publishes Study on Early Supervisory Intervention Practices
Intervention action should be taken to correct unsafe or unsound banking practices before rules and buffers are materially breached.
