Posts By Editors, Regulation Asia
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403JapanJapan Exchange Group to Sell SGX Stake Over Three Years
JPX to sell stake due to governance code requirements to explain strategic holdings, but says cooperation will continue.
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537ChinaChina Launches Depository Receipt Pilot
Overseas-listed tech firms with market cap over 200 billion yuan can issue CDRs; unlisted firms valued over 20 billion yuan to be considered for domestic listings.
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434ChinaChinese Government Approves WMP Clampdown
New rules to reduce leverage, ban guarantees; financial court to be set up in Shanghai will jurisdiction over major legal cases.
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483ChinaPBOC Pilots Phase Two Interbank Payment System
The second phase of CIPS will pilot at ten banks covering cross-border yuan clearing and settlement for all time zones.
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572Asia-PacificIndonesian D-SIBs Ordered to Boost Capital
Regulator has imposed a Tier 1 capital surcharge between 1 and 3.5 percent on the country’s systemically important banks.
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470Asia-PacificMalaysia to Make Specialist Compliance, Risk Management Qualifications Compulsory
BNM to introduce code of conduct for senior FI personnel, regulatory standards to govern banks’ increased outsourcing of functions.
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388Australia & NZAustralia Introduces Funds Passport Legislation
Implementation of Asia Region Funds Passport to be complemented by a new corporate structure vehicle to export to investors in Asia.
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443Fintech / RegtechIndian Exchange Eyes Machine Learning, AI to Combat HFT Risks – Report
Managing director and CEO of National Stock Exchange tells Livemint new technology is needed to meet traders’ increasing sophistication.
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451Australia & NZAustralian Bank Conduct Code to be Compulsory
Code being considered by ASIC will be binding, with self-regulatory body given power to investigate misdemeanours and issue sanctions.
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424EnforcementIPO Sponsors Still Deficient, says SFC
Thematic review details deficiencies in standards of conduct, due diligence practices and internal systems and controls.
