Posts By Editors, Regulation Asia
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413Big PictureMoody’s Places HK Banks on Review for Upgrade
Hong Kong legislation enables authorities to achieve orderly resolution in the event of a bank failure and provides clarity on the effect on depositors and other creditors.
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390ChinaChinese Exchanges Toughen ‘Abnormal Trade’ Monitoring
SZSE and SSE have strengthened rules for member firms on monitoring key accounts for abnormal trading and market manipulation.
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399ChinaChina Securities Regulator Encourages Rental Property Securitisation
CSRC says rental asset-backed REITs will allow property developers to raise funds, reduce leverage and diversify investment options.
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386IndiaIndian Exchanges Enable Retail Investment in Gov’t Securities
BSE and NSE have launched online platforms for retail investors to participate in weekly RBI auctions for government securities and treasury bills.
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463Hong KongHKEX Appoints Laura Cha as Chairman
Industry veteran Laura Cha is first female chairman for a two-year term, subject to approval by chief executive Carrie Lam.
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450China
China Allows Domestic Investors to Buy Hong Kong Equity Research
The CSRC has allowed certain types of Hong Kong brokerages to sell locally-focused research to Chinese mainland investors as it looks to further integrate the two markets.
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611Asia-PacificCambodia Warns Against Online Lending Firms
Central bank says many online lending firms are not licensed, making the loans illegal.
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371AML / KYC
RBI Updates KYC Guidance to Include Aadhar, Taxpayer Numbers
Accounts opened without new documentary requirements will have severe restrictions in place including a INR50,000 maximum balance and monitoring to prevent foreign transactions.
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450EnforcementFSB Publishes Toolkit on Combatting Misconduct
Toolkit offers options on standards and codes of behavior, measures related to wholesale market conduct, guidance on compensation, and tools for strengthening governance.
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322Capital Regulation
RBI Urges Lenders to Monitor Borrowers for Early Signs of Stress
Central bank deputy governor says banks see non-payment as “on par” despite loan resolution framework; poor credit culture must change.
